research proposal social science

The format of a research proposal varies between fields, but most proposals will contain at least these elements:

Literature review

• Research design

Reference list

While the sections may vary, the overall objective is always the same. A research proposal serves as a blueprint and guide for your research plan, helping you get organized and feel confident in the path forward you choose to take.

Proposal Format

The proposal will usually have a  title page  that includes:

• The proposed title of your project
• Your supervisor’s name
• Your institution and department

Introduction The first part of your proposal is the initial pitch for your project. Make sure it succinctly explains what you want to do and why.. Your introduction should:

• Introduce your  topic
• Give necessary background and context
• Outline your  problem statement  and  research questions To guide your  introduction , include information about:  
• Who could have an interest in the topic (e.g., scientists, policymakers)
• How much is already known about the topic
• What is missing from this current knowledge
• What new insights will your research contribute
• Why you believe this research is worth doing

As you get started, it’s important to demonstrate that you’re familiar with the most important research on your topic. A strong  literature review  shows your reader that your project has a solid foundation in existing knowledge or theory. It also shows that you’re not simply repeating what other people have done or said, but rather using existing research as a jumping-off point for your own.

In this section, share exactly how your project will contribute to ongoing conversations in the field by:

• Comparing and contrasting the main theories, methods, and debates
• Examining the strengths and weaknesses of different approaches
• Explaining how will you build on, challenge, or  synthesize  prior scholarship

Research design and methods

Following the literature review, restate your main  objectives . This brings the focus back to your project. Next, your  research design  or  methodology  section will describe your overall approach, and the practical steps you will take to answer your research questions. Write up your projected, if not actual, results.

Contribution to knowledge

To finish your proposal on a strong note, explore the potential implications of your research for your field. Emphasize again what you aim to contribute and why it matters.

For example, your results might have implications for:

• Improving best practices
• Informing policymaking decisions
• Strengthening a theory or model
• Challenging popular or scientific beliefs
• Creating a basis for future research

Lastly, your research proposal must include correct  citations  for every source you have used, compiled in a  reference list . To create citations quickly and easily, you can use free APA citation generators like BibGuru. Databases have a citation button you can click on to see your citation. Sometimes you have to re-format it as the citations may have mistakes. 

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Chapter 14: The Research Proposal

14.3 Components of a Research Proposal

Krathwohl (2005) suggests and describes a variety of components to include in a research proposal. The following sections – Introductions, Background and significance, Literature Review; Research design and methods, Preliminary suppositions and implications; and Conclusion present these components in a suggested template for you to follow in the preparation of your research proposal.

Introduction

The introduction sets the tone for what follows in your research proposal – treat it as the initial pitch of your idea. After reading the introduction your reader should:

• understand what it is you want to do;
• have a sense of your passion for the topic; and
• be excited about the study’s possible outcomes.

As you begin writing your research proposal, it is helpful to think of the introduction as a narrative of what it is you want to do, written in one to three paragraphs. Within those one to three paragraphs, it is important to briefly answer the following questions:

• What is the central research problem?
• How is the topic of your research proposal related to the problem?
• What methods will you utilize to analyze the research problem?
• Why is it important to undertake this research? What is the significance of your proposed research? Why are the outcomes of your proposed research important? Whom are they important?

Note : You may be asked by your instructor to include an abstract with your research proposal. In such cases, an abstract should provide an overview of what it is you plan to study, your main research question, a brief explanation of your methods to answer the research question, and your expected findings. All of this information must be carefully crafted in 150 to 250 words. A word of advice is to save the writing of your abstract until the very end of your research proposal preparation. If you are asked to provide an abstract, you should include 5 to 7 key words that are of most relevance to your study. List these in order of relevance.

Background and Significance

The purpose of this section is to explain the context of your proposal and to describe, in detail, why it is important to undertake this research. Assume that the person or people who will read your research proposal know nothing or very little about the research problem. While you do not need to include all knowledge you have learned about your topic in this section, it is important to ensure that you include the most relevant material that will help to explain the goals of your research.

While there are no hard and fast rules, you should attempt to address some or all of the following key points:

• State the research problem and provide a more thorough explanation about the purpose of the study than what you stated in the introduction.
• Present the rationale for the proposed research study. Clearly indicate why this research is worth doing. Answer the “so what?” question.
• Describe the major issues or problems to be addressed by your research. Do not forget to explain how and in what ways your proposed research builds upon previous related research.
• Explain how you plan to go about conducting your research.
• Clearly identify the key or most relevant sources of research you intend to use and explain how they will contribute to your analysis of the topic.
• Set the boundaries of your proposed research, in order to provide a clear focus. Where appropriate, state not only what you will study, but what will be excluded from your study.
• Provide clear definitions of key concepts and terms. Since key concepts and terms often have numerous definitions, make sure you state which definition you will be utilizing in your research.

Literature Review

This key component of the research proposal is the most time-consuming aspect in the preparation of your research proposal. As described in Chapter 5 , the literature review provides the background to your study and demonstrates the significance of the proposed research. Specifically, it is a review and synthesis of prior research that is related to the problem you are setting forth to investigate. Essentially, your goal in the literature review is to place your research study within the larger whole of what has been studied in the past, while demonstrating to your reader that your work is original, innovative, and adds to the larger whole.

As the literature review is information dense, it is essential that this section be intelligently structured to enable your reader to grasp the key arguments underpinning your study. However, this can be easier to state and harder to do, simply due to the fact there is usually a plethora of related research to sift through. Consequently, a good strategy for writing the literature review is to break the literature into conceptual categories or themes, rather than attempting to describe various groups of literature you reviewed. Chapter 5   describes a variety of methods to help you organize the themes.

Here are some suggestions on how to approach the writing of your literature review:

• Think about what questions other researchers have asked, what methods they used, what they found, and what they recommended based upon their findings.
• Do not be afraid to challenge previous related research findings and/or conclusions.
• Assess what you believe to be missing from previous research and explain how your research fills in this gap and/or extends previous research.

It is important to note that a significant challenge related to undertaking a literature review is knowing when to stop. As such, it is important to know when you have uncovered the key conceptual categories underlying your research topic. Generally, when you start to see repetition in the conclusions or recommendations, you can have confidence that you have covered all of the significant conceptual categories in your literature review. However, it is also important to acknowledge that researchers often find themselves returning to the literature as they collect and analyze their data. For example, an unexpected finding may develop as you collect and/or analyze the data; in this case, it is important to take the time to step back and review the literature again, to ensure that no other researchers have found a similar finding. This may include looking to research outside your field.

This situation occurred with one of this textbook’s authors’ research related to community resilience. During the interviews, the researchers heard many participants discuss individual resilience factors and how they believed these individual factors helped make the community more resilient, overall. Sheppard and Williams (2016) had not discovered these individual factors in their original literature review on community and environmental resilience. However, when they returned to the literature to search for individual resilience factors, they discovered a small body of literature in the child and youth psychology field. Consequently, Sheppard and Williams had to go back and add a new section to their literature review on individual resilience factors. Interestingly, their research appeared to be the first research to link individual resilience factors with community resilience factors.

Research design and methods

The objective of this section of the research proposal is to convince the reader that your overall research design and methods of analysis will enable you to solve the research problem you have identified and also enable you to accurately and effectively interpret the results of your research. Consequently, it is critical that the research design and methods section is well-written, clear, and logically organized. This demonstrates to your reader that you know what you are going to do and how you are going to do it. Overall, you want to leave your reader feeling confident that you have what it takes to get this research study completed in a timely fashion.

Essentially, this section of the research proposal should be clearly tied to the specific objectives of your study; however, it is also important to draw upon and include examples from the literature review that relate to your design and intended methods. In other words, you must clearly demonstrate how your study utilizes and builds upon past studies, as it relates to the research design and intended methods. For example, what methods have been used by other researchers in similar studies?

While it is important to consider the methods that other researchers have employed, it is equally, if not more, important to consider what methods have not been but could be employed. Remember, the methods section is not simply a list of tasks to be undertaken. It is also an argument as to why and how the tasks you have outlined will help you investigate the research problem and answer your research question(s).

Tips for writing the research design and methods section

Specify the methodological approaches you intend to employ to obtain information and the techniques you will use to analyze the data.

Specify the research operations you will undertake and the way you will interpret the results of those operations in relation to the research problem.

Go beyond stating what you hope to achieve through the methods you have chosen. State how you will actually implement the methods (i.e., coding interview text, running regression analysis, etc.).

Anticipate and acknowledge any potential barriers you may encounter when undertaking your research, and describe how you will address these barriers.

Explain where you believe you will find challenges related to data collection, including access to participants and information.

Preliminary Suppositions and Implications

The purpose of this section is to argue how you anticipate that your research will refine, revise, or extend existing knowledge in the area of your study. Depending upon the aims and objectives of your study, you should also discuss how your anticipated findings may impact future research. For example, is it possible that your research may lead to a new policy, theoretical understanding, or method for analyzing data? How might your study influence future studies? What might your study mean for future practitioners working in the field? Who or what might benefit from your study? How might your study contribute to social, economic or environmental issues? While it is important to think about and discuss possibilities such as these, it is equally important to be realistic in stating your anticipated findings. In other words, you do not want to delve into idle speculation. Rather, the purpose here is to reflect upon gaps in the current body of literature and to describe how you anticipate your research will begin to fill in some or all of those gaps.

The conclusion reiterates the importance and significance of your research proposal, and provides a brief summary of the entire proposed study. Essentially, this section should only be one or two paragraphs in length. Here is a potential outline for your conclusion:

Discuss why the study should be done. Specifically discuss how you expect your study will advance existing knowledge and how your study is unique.

Explain the specific purpose of the study and the research questions that the study will answer.

Explain why the research design and methods chosen for this study are appropriate, and why other designs and methods were not chosen.

State the potential implications you expect to emerge from your proposed study,

Provide a sense of how your study fits within the broader scholarship currently in existence, related to the research problem.

Citations and References

As with any scholarly research paper, you must cite the sources you used in composing your research proposal. In a research proposal, this can take two forms: a reference list or a bibliography. A reference list lists the literature you referenced in the body of your research proposal. All references in the reference list must appear in the body of the research proposal. Remember, it is not acceptable to say “as cited in …” As a researcher you must always go to the original source and check it for yourself. Many errors are made in referencing, even by top researchers, and so it is important not to perpetuate an error made by someone else. While this can be time consuming, it is the proper way to undertake a literature review.

In contrast, a bibliography , is a list of everything you used or cited in your research proposal, with additional citations to any key sources relevant to understanding the research problem. In other words, sources cited in your bibliography may not necessarily appear in the body of your research proposal. Make sure you check with your instructor to see which of the two you are expected to produce.

Overall, your list of citations should be a testament to the fact that you have done a sufficient level of preliminary research to ensure that your project will complement, but not duplicate, previous research efforts. For social sciences, the reference list or bibliography should be prepared in American Psychological Association (APA) referencing format. Usually, the reference list (or bibliography) is not included in the word count of the research proposal. Again, make sure you check with your instructor to confirm.

Research Methods for the Social Sciences: An Introduction Copyright © 2020 by Valerie Sheppard is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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• How to Write a Research Proposal | Examples & Templates

How to Write a Research Proposal | Examples & Templates

Published on October 12, 2022 by Shona McCombes and Tegan George. Revised on November 21, 2023.

A research proposal describes what you will investigate, why it’s important, and how you will conduct your research.

The format of a research proposal varies between fields, but most proposals will contain at least these elements:

Introduction

Literature review.

• Research design

Reference list

While the sections may vary, the overall objective is always the same. A research proposal serves as a blueprint and guide for your research plan, helping you get organized and feel confident in the path forward you choose to take.

Table of contents

Research proposal purpose, research proposal examples, research design and methods, contribution to knowledge, research schedule, other interesting articles, frequently asked questions about research proposals.

Academics often have to write research proposals to get funding for their projects. As a student, you might have to write a research proposal as part of a grad school application , or prior to starting your thesis or dissertation .

In addition to helping you figure out what your research can look like, a proposal can also serve to demonstrate why your project is worth pursuing to a funder, educational institution, or supervisor.

Research proposal length

The length of a research proposal can vary quite a bit. A bachelor’s or master’s thesis proposal can be just a few pages, while proposals for PhD dissertations or research funding are usually much longer and more detailed. Your supervisor can help you determine the best length for your work.

One trick to get started is to think of your proposal’s structure as a shorter version of your thesis or dissertation , only without the results , conclusion and discussion sections.

Download our research proposal template

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Writing a research proposal can be quite challenging, but a good starting point could be to look at some examples. We’ve included a few for you below.

• Example research proposal #1: “A Conceptual Framework for Scheduling Constraint Management”
• Example research proposal #2: “Medical Students as Mediators of Change in Tobacco Use”

Like your dissertation or thesis, the proposal will usually have a title page that includes:

• The proposed title of your project
• Your supervisor’s name
• Your institution and department

The first part of your proposal is the initial pitch for your project. Make sure it succinctly explains what you want to do and why.

Your introduction should:

• Introduce your topic
• Give necessary background and context
• Outline your  problem statement  and research questions

To guide your introduction , include information about:

• Who could have an interest in the topic (e.g., scientists, policymakers)
• How much is already known about the topic
• What is missing from this current knowledge
• What new insights your research will contribute
• Why you believe this research is worth doing

As you get started, it’s important to demonstrate that you’re familiar with the most important research on your topic. A strong literature review  shows your reader that your project has a solid foundation in existing knowledge or theory. It also shows that you’re not simply repeating what other people have already done or said, but rather using existing research as a jumping-off point for your own.

In this section, share exactly how your project will contribute to ongoing conversations in the field by:

• Comparing and contrasting the main theories, methods, and debates
• Examining the strengths and weaknesses of different approaches
• Explaining how will you build on, challenge, or synthesize prior scholarship

Following the literature review, restate your main  objectives . This brings the focus back to your own project. Next, your research design or methodology section will describe your overall approach, and the practical steps you will take to answer your research questions.

To finish your proposal on a strong note, explore the potential implications of your research for your field. Emphasize again what you aim to contribute and why it matters.

For example, your results might have implications for:

• Improving best practices
• Informing policymaking decisions
• Strengthening a theory or model
• Challenging popular or scientific beliefs
• Creating a basis for future research

Last but not least, your research proposal must include correct citations for every source you have used, compiled in a reference list . To create citations quickly and easily, you can use our free APA citation generator .

Some institutions or funders require a detailed timeline of the project, asking you to forecast what you will do at each stage and how long it may take. While not always required, be sure to check the requirements of your project.

Here’s an example schedule to help you get started. You can also download a template at the button below.

Download our research schedule template

If you are applying for research funding, chances are you will have to include a detailed budget. This shows your estimates of how much each part of your project will cost.

Make sure to check what type of costs the funding body will agree to cover. For each item, include:

• Cost : exactly how much money do you need?
• Justification : why is this cost necessary to complete the research?
• Source : how did you calculate the amount?

To determine your budget, think about:

• Travel costs : do you need to go somewhere to collect your data? How will you get there, and how much time will you need? What will you do there (e.g., interviews, archival research)?
• Materials : do you need access to any tools or technologies?
• Help : do you need to hire any research assistants for the project? What will they do, and how much will you pay them?

If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

Methodology

• Sampling methods
• Simple random sampling
• Stratified sampling
• Cluster sampling
• Likert scales
• Reproducibility

 Statistics

• Null hypothesis
• Statistical power
• Probability distribution
• Effect size
• Poisson distribution

Research bias

• Optimism bias
• Cognitive bias
• Implicit bias
• Hawthorne effect
• Anchoring bias
• Explicit bias

Once you’ve decided on your research objectives , you need to explain them in your paper, at the end of your problem statement .

Keep your research objectives clear and concise, and use appropriate verbs to accurately convey the work that you will carry out for each one.

I will compare …

A research aim is a broad statement indicating the general purpose of your research project. It should appear in your introduction at the end of your problem statement , before your research objectives.

Research objectives are more specific than your research aim. They indicate the specific ways you’ll address the overarching aim.

A PhD, which is short for philosophiae doctor (doctor of philosophy in Latin), is the highest university degree that can be obtained. In a PhD, students spend 3–5 years writing a dissertation , which aims to make a significant, original contribution to current knowledge.

A PhD is intended to prepare students for a career as a researcher, whether that be in academia, the public sector, or the private sector.

A master’s is a 1- or 2-year graduate degree that can prepare you for a variety of careers.

All master’s involve graduate-level coursework. Some are research-intensive and intend to prepare students for further study in a PhD; these usually require their students to write a master’s thesis . Others focus on professional training for a specific career.

Critical thinking refers to the ability to evaluate information and to be aware of biases or assumptions, including your own.

Like information literacy , it involves evaluating arguments, identifying and solving problems in an objective and systematic way, and clearly communicating your ideas.

The best way to remember the difference between a research plan and a research proposal is that they have fundamentally different audiences. A research plan helps you, the researcher, organize your thoughts. On the other hand, a dissertation proposal or research proposal aims to convince others (e.g., a supervisor, a funding body, or a dissertation committee) that your research topic is relevant and worthy of being conducted.

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Writing a social sciences PhD proposal

For many academics, each new year brings a flurry of email enquiries about PhD supervision. In my experience these tend to range between a vague notion about a topic (or a few possible topics) and a detailed account of a research idea, usually drawn from a successful MA thesis or an area of professional interest. What I hardly ever get, however, is a proper draft proposal that I can start working up with an applicant.

For me, having at least a rough draft of your proposal before you contact potential supervisors is good practice, for a number of reasons:

• it shows you have given the matter some thought
• it identifies you as someone who is able to work independently
• it allows you to take ownership of your work from the start (and some supervisors WILL take over if you let them).

If you are planning to apply for Research Council funding, a draft gives you a valuable head start – I also see the process of feedback and amendment for these high-profile applications as an excellent insight into what a student will be like to supervise (I generally ask for several redrafts before I will sign off).

A PhD proposal does not need to be long. In fact, I encourage applicants to be as concise as they can – Research Council application forms generally allow a couple of sides, 10 pt font minimum, so I would stick to that. For a social science PhD, proposals will contain a number of common elements:

A short paragraph describing your topic, stating why it is important. First and foremost, you should be proposing a project which is fresh and interesting rather than repeating previous studies. This doesn’t necessarily mean a completely new topic (and there are no completely original arguments), but it could mean, for instance: looking at an existing topic in a new way; asking slightly different questions; researching a specific population; or bringing together two theories that haven’t been used together, or haven’t been used to explore this topic, before.

The best research in my field tends to be both policy/society-relevant  and  able to make a contribution to academic debates, so look for a social need  and  gaps in the relevant literature. Your project should pass the ‘so what?’ test on both intellectual and practical grounds. This is especially the case if you want to work with a marginalised group as an outsider – your study needs to have clear benefits for your participants, and it should be obvious that you are the right person to do it and are doing it for the right reasons (if you’re not sure this is the case, perhaps  read this post  and reflect). If you’re applying for research funding, your project rationale should also link to the strategic priorities of the funding body.

Research questions

Two or three  specific questions you will answer. They must be ones which have not been asked before in the particular way you will ask them. They should usually be open but narrow, focusing on aspects of issues or relationships between phenomena (e.g. ‘what are the causes of violence against sex workers?’ is too broad, but ‘what are sex workers’ experiences of violence under different legal/regulatory models?’ is more promising). You should also be realistic – what exactly are you going to be able to find out? Be wary of questions which are too ambitious – in social research this often means causal, categorical, or conclusive. Avoid making assumptions that will threaten the validity of your analysis (e.g. ‘how can parents who formula-feed be made aware of the benefits of breastfeeding?) Never ask something you feel you already know.

The trick is to develop research questions which both create a do-able project and account for the complexity of the social world, and to represent these as simply as you possibly can. This is difficult! Your research questions will probably go through several iterations with your prospective supervisor, so they don’t have to be perfect first time.

Literature review

This is directly linked to your rationale and research questions – a summary of existing relevant work, identifying the gaps (both empirical and theoretical) your project will fill. You may be looking at several areas of literature – some providing general context while others relate to particular issues. In a project on violence against sex workers under different legal/regulatory models, you would probably be making use of general work on violence against women/sexual violence, more specific literature on violence against sex workers (of all genders) and violence against particular groups who may be more at risk within the industry (women of colour and trans women, for example), and literature covering different models of sex industry regulation and their implications. Studies would probably be both empirical and more conceptual in focus.

Don’t just write a list in this section – introduce different bodies of literature, summarise key themes and points, identify gaps, and make explicit how all this frames your particular project. Be clear in your mind about how you are using the literature at hand, and how you might feed back into the literature and make new contributions when you have completed your research.

Theoretical framework

The conceptual material in your literature review might inform your theoretical framework – the concepts most central to your research project. You might be focusing on gender as a key category of analysis; you might (should) also be taking an intersectional approach. You might be making use of other concepts such as agency or stigma, or developing the work of particular theorists. You need to have an idea of how all this relates together and whether there are any useful connections or knotty contradictions at work.

Your theoretical framework will and should change as you develop your PhD project, coming to fruition when you have finished your data analysis and are (hopefully) ready to say something new. It need not be fully developed in your proposal. In fact, if I see a PhD proposal which has an elaborate theoretical framework already, it often raises questions about whether the student is setting out to confirm things they feel they already know. Nevertheless, your proposal should contain some indication of the theories and concepts you find relevant to your research questions, and (most importantly) some thoughts about how you might operationalise these. How can you identify agency, for example? How might you measure stigma? How can you  put intersectionality into practice?

N.B. Not all proposals will have a separate literature review and theoretical framework: if your project is heavily conceptual these might be merged into one longer section, or if you are conducting a large empirical study which will generate an entirely new dataset you may not need to be so focused on the theory.

Methodology

This is probably the most important part of your proposal – a description of what you are going to do in very precise terms. This should include your your broad methodological approach – is it quantitative or qualitative? Are you using a particular research design, for instance ethnography or case study? Are you situated within a specific epistemological framework, and why? It should also include any specific methodological techniques or elements of research design – for instance, if you are trying to explore the interactions between phenomena, how will you measure and establish these? (e.g. in a qualitative study exploring how breastfeeding impacts on mothers’ experiences of bonding with their babies, you would need to consider how you would tease out the role of breastfeeding from other factors).

Your methodology should give details of your planned sources of data and how you will sample them. Be specific: if you are doing interviews, how many? What types of people will you hope to recruit as participants, and why? If you are working with documents, how many and how will they be selected? You need to give assurances that you are not just cherry-picking your sample to confirm what you feel you already know – for instance, a proposed study on whether the media contains racist bias will be stronger if you are not just working with content from the  Daily Mail . You should also give details of how you will negotiate access to your sources, and the more groundwork you can do in advance the better, especially if you are working on sensitive issues or with marginalised communities. Your methods should then be described as accurately as you possibly can, as well as your planned techniques of data analysis, with full attention paid to how you might operationalise your theories.

Your methodology section should be primarily descriptive – your prospective supervisor needs to be confident that you have thought your project through and are in a good position to carry it out. It should also be mostly practical: although reflexivity is essential to qualitative social research, your PhD proposal is probably not the best place to present your autobiography. You need to show that you are conversant with the methodological literature and with other, similar studies, and have thought about your planned project with reference to these. Of course, your methodology will evolve during the course of your project and it is always possible to change it – but it is essential to be thinking like a researcher from the start.

Sometimes this section will be part of your methodology; sometimes it will be separate. If you are doing any research with human subjects you will probably undergo a rigorous ethical review process within your institution, before you are cleared for fieldwork. If your topic is sensitive or you are working with marginalised communities, this can take a while and can involve various requests for amendments. This section is your chance to show that you have engaged with the literature on research ethics and thought about any potential issues for your study: use it to identify these and talk about how you might address them. Power relations, informed consent, anonymity/confidentiality, risk/harm, participant and self-care all need to be covered.

University ethics committees can be conservative;  you  can take a critical perspective, especially where notions of ‘risk’ and ‘harm’ are concerned, and particularly in relation to the differences between working with more marginalised and more elite groups. However, you should also be aware that this is a bureaucratic process that could potentially stand between you and the successful completion of your research: some hoop-jumping may be necessary.

As the last section, your proposal should present a description of how you will break your research into manageable tasks and deadlines in order to get your PhD finished within the time you have (3-4 years full-time, 6-8 years part-time). It is best to present this in the form of a table, specifying dates by which you will have completed particular tasks. This timeline may change – but it is useful to have done some advance planning to show potential supervisors and funders that you are organised and likely to be able to deliver.

Finally, remember that you should probably try to fit all this on to two sides of A4. This usually includes references, so be strategic/sparing with these, and remember that you can allude to wider reading by using phrases such as ‘such as’, or ‘amongst others’ as part of your citations (this last tip is for PhD proposals only – you must not do this in your final thesis!)

Alison Phipps is Professor of Gender Studies at the University of Sussex. She was Chair of the Feminist and Women's Studies Association UK and Ireland, 2009-2012. You can visit her blog at https://genderate.wordpress.com/ or follow her on Twitter @alisonphipps.

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On the Art of Writing Proposals

Description.

Writing proposals for research funding is a peculiar facet of North American academic culture, and as with all things cultural, its attributes rise only partly into public consciousness. A proposal’s overt function is to persuade a committee of scholars that the project shines with the three kinds of merit all disciplines value, namely, conceptual innovation, methodological rigor, and rich, substantive content. But to make these points stick, a proposal writer needs a feel for the unspoken customs, norms, and needs that govern the selection process itself. These are not really as arcane or ritualistic as one might suspect. For the most part, these customs arise from the committee’s efforts to deal in good faith with its own problems: incomprehension among disciplines, work overload, and the problem of equitably judging proposals that reflect unlike social and academic circumstances.

MAIN SECTIONS

• Capture the reviewer’s attention
• Aim for clarity
• Establish the context
• What’s the pay-off?
• Use a fresh approach
• Describe your methodology
• Specify your objectives

Publication Details

Privacy overview.

• Department of Sociological Studies

Writing a research proposal

Guidelines on preparing a thesis proposal to support your application.

These guidelines are intended to assist you in developing and writing a thesis proposal. Applications for admission to a research degree cannot be dealt with unless they contain a proposal.

Your proposal will help us to make sure that:

• The topic is viable
• That the department can provide appropriate supervision and other necessary support
• You have thought through your interest in and commitment to a piece of research
• You are a suitable candidate for admission

The process of producing a proposal is usually also essential if you need to apply for funding to pay your fees or support yourself whilst doing your research. Funding bodies will often need to be reassured that you are committed to a viable project at a suitable university.

The research proposal – an outline

Your proposal should be typed double-spaced, if possible, and be between 1,000 and 2,000 words. Your PhD proposal can be added under the 'Supporting Documents' section of the Postgraduate Applications Online System .

Your proposal should contain at least the following elements:

• A provisional title
• A key question, hypothesis or the broad topic for investigation
• An outline of the key aims of the research
• A brief outline of key literature in the area [what we already know]
• A description of the topic and an explanation of why further research in the area is important [the gap in the literature - what we need to know]
• Details of how the research will be carried out, including any special facilities / resources etc. which would be required and any necessary skills which you either have already or would need to acquire [the tools that will enable us to fill the gap you have identified]
• A plan and timetable of the work you will carry out

For more detailed information on each element of your research proposal, see our extended guidance document .

Three additional points:

• Try to be concise. Do not write too much – be as specific as you can but not wordy. It is a difficult balance to strike.
• Bear in mind that the proposal is a starting point. If you are registered to read for a PhD you will be able to work the proposal through with your supervisor in more detail in the early months.
• Take a look at the Department’s staff profiles, research centres, and research clusters. Can you identify possible supervisors and intellectual support networks within the Department?

Examples of Successful PhD Proposals

• PhD sample proposal 1
• PhD sample proposal 2
• PhD sample proposal 3
• PhD sample proposal 4
• PhD sample proposal 5
• PhD sample proposal 6
• PhD sample proposal 7
• PhD sample proposal 8

Related information

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Search for PhD opportunities at Sheffield and be part of our world-leading research.

Writing a Research Proposal

This section caters for postgraduate students who are either applying for grants, or seeking acceptance onto a higher research degree programme. It offers some basic advice, a few useful links, and a couple of sample proposals .   There are a number of sources of advice on writing a research proposal .  Hong Kong University has its own requirements for submissions (see below), and we offer a few examples of successful research degree submissions.

A Format for Research Proposals - a simple set of guidelines for writing a research proposal Guidelines for a Market Research Proposal - a more detailed set of guidelines - a client-driven approach Proposals for Higher Research Degrees (Social Sciences) - a few successful examples to show how it can be done

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Writing a research proposal

A guide for writing a research proposal for all MScR, MPhil and PhD degrees in the School of GeoSciences. 

If you are applying with your own project, you need to include a research proposal with your application. The proposal should not exceed four (4) pages in length for PhDs and two (2) pages for MScR.

Your proposal should contain the following headings:

Please upload a PDF document in A4, font size 11, Arial or another sans serif font equivalent in size. 

Further guidance

The University has provided a comprehensive guide on writing a proposal.  

You can view or download it as a PDF:

This article was published on 2024-07-01

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Organizing Your Social Sciences Research Paper

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Reading a Scholarly Article or Research Paper

Identifying a research problem to investigate requires a preliminary search for and critical review of the literature in order to gain an understanding about how scholars have examined a topic. Scholars rarely structure research studies in a way that can be followed like a story; they are complex and detail-intensive and often written in a descriptive and conclusive narrative form. However, in the social and behavioral sciences, journal articles and stand-alone research reports are generally organized in a consistent format that makes it easier to compare and contrast studies and interpret their findings.

General Reading Strategies

W hen you first read an article or research paper, focus on asking specific questions about each section. This strategy can help with overall comprehension and with understanding how the content relates [or does not relate] to the problem you want to investigate. As you review more and more studies, the process of understanding and critically evaluating the research will become easier because the content of what you review will begin to coalescence around common themes and patterns of analysis. Below are recommendations on how to read each section of a research paper effectively. Note that the sections to read are out of order from how you will find them organized in a journal article or research paper.

1.  Abstract

The abstract summarizes the background, methods, results, discussion, and conclusions of a scholarly article or research paper. Use the abstract to filter out sources that may have appeared useful when you began searching for information but, in reality, are not relevant. Questions to consider when reading the abstract are:

• Is this study related to my question or area of research?
• What is this study about and why is it being done ?
• What is the working hypothesis or underlying thesis?
• What is the primary finding of the study?
• Are there words or terminology that I can use to either narrow or broaden the parameters of my search for more information?

2.  Introduction

If, after reading the abstract, you believe the paper may be useful, focus on examining the research problem and identifying the questions the author is trying to address. This information is usually located within the first few paragraphs of the introduction or in the concluding paragraph. Look for information about how and in what way this relates to what you are investigating. In addition to the research problem, the introduction should provide the main argument and theoretical framework of the study and, in the last paragraphs of the introduction, describe what the author(s) intend to accomplish. Questions to consider when reading the introduction include:

• What is this study trying to prove or disprove?
• What is the author(s) trying to test or demonstrate?
• What do we already know about this topic and what gaps does this study try to fill or contribute a new understanding to the research problem?
• Why should I care about what is being investigated?
• Will this study tell me anything new related to the research problem I am investigating?

3.  Literature Review

The literature review describes and critically evaluates what is already known about a topic. Read the literature review to obtain a big picture perspective about how the topic has been studied and to begin the process of seeing where your potential study fits within the domain of prior research. Questions to consider when reading the literature review include:

• W hat other research has been conducted about this topic and what are the main themes that have emerged?
• What does prior research reveal about what is already known about the topic and what remains to be discovered?
• What have been the most important past findings about the research problem?
• How has prior research led the author(s) to conduct this particular study?
• Is there any prior research that is unique or groundbreaking?
• Are there any studies I could use as a model for designing and organizing my own study?

4.  Discussion/Conclusion

The discussion and conclusion are usually the last two sections of text in a scholarly article or research report. They reveal how the author(s) interpreted the findings of their research and presented recommendations or courses of action based on those findings. Often in the conclusion, the author(s) highlight recommendations for further research that can be used to develop your own study. Questions to consider when reading the discussion and conclusion sections include:

• What is the overall meaning of the study and why is this important? [i.e., how have the author(s) addressed the " So What? " question].
• What do you find to be the most important ways that the findings have been interpreted?
• What are the weaknesses in their argument?
• Do you believe conclusions about the significance of the study and its findings are valid?
• What limitations of the study do the author(s) describe and how might this help formulate my own research?
• Does the conclusion contain any recommendations for future research?

5.  Methods/Methodology

The methods section describes the materials, techniques, and procedures for gathering information used to examine the research problem. If what you have read so far closely supports your understanding of the topic, then move on to examining how the author(s) gathered information during the research process. Questions to consider when reading the methods section include:

• Did the study use qualitative [based on interviews, observations, content analysis], quantitative [based on statistical analysis], or a mixed-methods approach to examining the research problem?
• What was the type of information or data used?
• Could this method of analysis be repeated and can I adopt the same approach?
• Is enough information available to repeat the study or should new data be found to expand or improve understanding of the research problem?

6.  Results

After reading the above sections, you should have a clear understanding of the general findings of the study. Therefore, read the results section to identify how key findings were discussed in relation to the research problem. If any non-textual elements [e.g., graphs, charts, tables, etc.] are confusing, focus on the explanations about them in the text. Questions to consider when reading the results section include:

• W hat did the author(s) find and how did they find it?
• Does the author(s) highlight any findings as most significant?
• Are the results presented in a factual and unbiased way?
• Does the analysis of results in the discussion section agree with how the results are presented?
• Is all the data present and did the author(s) adequately address gaps?
• What conclusions do you formulate from this data and does it match with the author's conclusions?

7.  References

The references list the sources used by the author(s) to document what prior research and information was used when conducting the study. After reviewing the article or research paper, use the references to identify additional sources of information on the topic and to examine critically how these sources supported the overall research agenda. Questions to consider when reading the references include:

• Do the sources cited by the author(s) reflect a diversity of disciplinary viewpoints, i.e., are the sources all from a particular field of study or do the sources reflect multiple areas of study?
• Are there any unique or interesting sources that could be incorporated into my study?
• What other authors are respected in this field, i.e., who has multiple works cited or is cited most often by others?
• What other research should I review to clarify any remaining issues or that I need more information about?

NOTE:   A final strategy in reviewing research is to copy and paste the title of the source [journal article, book, research report] into Google Scholar . If it appears, look for a "cited by" reference followed by a hyperlinked number under the record [e.g., Cited by 45]. This number indicates how many times the study has been subsequently cited in other, more recently published works. This strategy, known as citation tracking, can be an effective means of expanding your review of pertinent literature based on a study you have found useful and how scholars have cited it. The same strategies described above can be applied to reading articles you find in the list of cited by references.

Reading Tip

Specific Reading Strategies

Effectively reading scholarly research is an acquired skill that involves attention to detail and an ability to comprehend complex ideas, data, and theoretical concepts in a way that applies logically to the research problem you are investigating. Here are some specific reading strategies to consider.

As You are Reading

• Focus on information that is most relevant to the research problem; skim over the other parts.
• As noted above, read content out of order! This isn't a novel; you want to start with the spoiler to quickly assess the relevance of the study.
• Think critically about what you read and seek to build your own arguments; not everything may be entirely valid, examined effectively, or thoroughly investigated.
• Look up the definitions of unfamiliar words, concepts, or terminology. A good scholarly source is Credo Reference .

Taking notes as you read will save time when you go back to examine your sources. Here are some suggestions:

• Mark or highlight important text as you read [e.g., you can use the highlight text  feature in a PDF document]
• Take notes in the margins [e.g., Adobe Reader offers pop-up sticky notes].
• Highlight important quotations; consider using different highlighting colors to differentiate between quotes and other types of important text.
• Summarize key points about the study at the end of the paper. To save time, these can be in the form of a concise bulleted list of statements [e.g., intro provides useful historical background; lit review has important sources; good conclusions].

Write down thoughts that come to mind that may help clarify your understanding of the research problem. Here are some examples of questions to ask yourself:

• Do I understand all of the terminology and key concepts?
• Do I understand the parts of this study most relevant to my topic?
• What specific problem does the research address and why is it important?
• Are there any issues or perspectives the author(s) did not consider?
• Do I have any reason to question the validity or reliability of this research?
• How do the findings relate to my research interests and to other works which I have read?

Adapted from text originally created by Holly Burt, Behavioral Sciences Librarian, USC Libraries, April 2018.

Another Reading Tip

When is it Important to Read the Entire Article or Research Paper

Laubepin argues, "Very few articles in a field are so important that every word needs to be read carefully." * However, this implies that some studies are worth reading carefully if they directly relate to understanding the research problem. As arduous as it may seem, there are valid reasons for reading a study from beginning to end. Here are some examples:

• Studies Published Very Recently .  The author(s) of a recent, well written study will provide a survey of the most important or impactful prior research in the literature review section. This can establish an understanding of how scholars in the past addressed the research problem. In addition, the most recently published sources will highlight what is known and what gaps in understanding currently exist about a topic, usually in the form of the need for further research in the conclusion .
• Surveys of the Research Problem .  Some papers provide a comprehensive analytical overview of the research problem. Reading this type of study can help you understand underlying issues and discover why scholars have chosen to investigate the topic. This is particularly important if the study was published recently because the author(s) should cite all or most of the important prior research on the topic. Note that, if it is a long-standing problem, there may be studies that specifically review the literature to identify gaps that remain. These studies often include the word "review" in their title [e.g., Hügel, Stephan, and Anna R. Davies. "Public Participation, Engagement, and Climate Change Adaptation: A Review of the Research Literature." Wiley Interdisciplinary Reviews: Climate Change 11 (July-August 2020): https://doi.org/10.1002/ wcc.645].
• Highly Cited .  If you keep coming across the same citation to a study while you are reviewing the literature, this implies it was foundational in establishing an understanding of the research problem or the study had a significant impact within the literature [either positive or negative]. Carefully reading a highly cited source can help you understand how the topic emerged and how it motivated scholars to further investigate the problem. It also could be a study you need to cite as foundational in your own paper to demonstrate to the reader that you understand the roots of the problem.
• Historical Overview .  Knowing the historical background of a research problem may not be the focus of your analysis. Nevertheless, carefully reading a study that provides a thorough description and analysis of the history behind an event, issue, or phenomenon can add important context to understanding the topic and what aspect of the problem you may want to examine further.
• Innovative Methodological Design .  Some studies are significant and should be read in their entirety because the author(s) designed a unique or innovative approach to researching the problem. This may justify reading the entire study because it can motivate you to think creatively about also pursuing an alternative or non-traditional approach to examining your topic of interest. These types of studies are generally easy to identify because they are often cited in others works because of their unique approach to examining the research problem.
• Cross-disciplinary Approach .  R eviewing studies produced outside of your discipline is an essential component of investigating research problems in the social and behavioral sciences. Consider reading a study that was conducted by author(s) based in a different discipline [e.g., an anthropologist studying political cultures; a study of hiring practices in companies published in a sociology journal]. This approach can generate a new understanding or a unique perspective about the topic . If you are not sure how to search for studies published in a discipline outside of your major or of the course you are taking, contact a librarian for assistance.

* Laubepin, Frederique. How to Read (and Understand) a Social Science Journal Article . Inter-University Consortium for Political and Social Research (ISPSR), 2013

Shon, Phillip Chong Ho. How to Read Journal Articles in the Social Sciences: A Very Practical Guide for Students . 2nd edition. Thousand Oaks, CA: Sage, 2015; Lockhart, Tara, and Mary Soliday. "The Critical Place of Reading in Writing Transfer (and Beyond): A Report of Student Experiences." Pedagogy 16 (2016): 23-37; Maguire, Moira, Ann Everitt Reynolds, and Brid Delahunt. "Reading to Be: The Role of Academic Reading in Emergent Academic and Professional Student Identities." Journal of University Teaching and Learning Practice 17 (2020): 5-12.

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Analyzing the ethical and societal impacts of proposed research

An interdisciplinary Stanford team has created and seeks to scale a new Ethics and Society Review (ESR) that prompts researchers seeking funding to consider the ethical and societal impacts of their research and how to mitigate potential harms.

Currently, Institutional Review Boards (IRBs) are the main form of ethical review for research done in the United States that involves human subjects. IRBs are groups designated to review and monitor research and ensure the rights and welfare of the people taking part in the study. According to the U.S. Food and Drug Administration’s regulations, IRBs have the authority to approve, deny, or require modifications to a research project, but their scope is limited to assessing the impact the of research on the individuals in the study.

The newly proposed ESR fills a critical need by considering how proposed research could have harmful effects on society as well as positive effects. Consider the effects for example of AI algorithms on fairness in sentencing or on who is prioritized for treatments, or the effects of a proposed technology on privacy. If there are negative risks or known negative effects, how might these be anticipated and mitigated?

Earlier this year, the ESR was tested in a pilot program that reviewed proposals submitted by researchers seeking funding from the Stanford Institute for Human-Centered Artificial Intelligence (HAI). The first faculty review panel included experts from fields including anthropology, communication, computer science, history, management science and engineering, medicine, philosophy, political science, and sociology. A paper published December 28 in the Proceedings of the National Academy of Sciences ( PNAS) details the findings and how the ESR could be applied in other areas of research and institutions elsewhere.

Here, four of the paper’s six co-authors, Michael Bernstein , associate professor of Computer Science in the School of Engineering ; Margaret Levi , the Sara Miller McCune Director of the Center for Advanced Study in the Behavioral Sciences (CASBS ); David Magnus , the Thomas A. Raffin Professor of Medicine and Biomedical Ethics at Stanford Medicine ; and Debra Satz , the Vernon R. and Lysbeth Warren Anderson Dean of the School of Humanities and Sciences discuss how the ESR came to be, why it’s needed, and the impact they hope it will have.

What is the process for the ethics and society review that you propose?

Bernstein: The engine that we usually associate with ethics review—the Institutional Review Board, or IRB—is explicitly excluded from considering long-range societal impact. So, for example, artificial intelligence projects can be pursued, published, and shared without engaging in any structured ethical or societal reflection. But even if many of these projects do not need to engage with IRBs, they need to apply for funding. The ESR is designed as a gate to funding: funding from collaborating grant programs isn't released until the researchers complete the ESR process.

Levi: The ESR depends on a partnership with a funding group that is willing to release funds to successful proposals only after the project investigators provide a statement outlining any problematic ethical implications or societal consequences of their research. Of particular interest to the review panel are mitigation strategies. If the outline is adequate, the funds are released. If the panel deems it necessary, there is iterated discussion with the panel to help figure out where there are problems, trade-offs that need to be addressed, and appropriate mitigation steps. This is more of a collaborative than a compliance model.

Why do we need an ethics review and why is the focus on potential impacts to society important?

Satz: Our current review processes do a good job of protecting individuals from unnecessary risks or harms. But some of our social problems do not show up directly as harms or risks to individuals but instead to social institutions and the general social fabric that knits our lives together. New technologies are upending the way we work and live in both positive and negative ways. Some of the negative effects are not inevitable; they depend on design choices that we can change.

Magnus: Because this is not part of the IRB process, it is easy for researchers to focus solely on the risks to individual participants without consideration of the broader implications of their research. For example, a project that was developing wearable robotic devices did a great job of considering all of the relevant risks that research participants would be exposed to and how to mitigate those. But they did not at all consider the literature on the importance of taking downstream implications of the technology (for example privacy issues that are likely to arise when implemented in real world settings that do not arise in the laboratory research setting) into account in the design process.

An interdisciplinary group of authors worked on this paper, how did that come about?

Satz: The problems posed by new technologies require input from many fields of knowledge, working together. The problems cannot be adequately addressed by ethicists or philosophers pronouncing from “on high”—removed from those creating and thinking about technology and science. We have found that deliberation among computer scientists, philosophers, political scientists, and others yields a deeper understanding of the challenges and provides better guidance for improving our practices.

Levi: All four of the faculty have been active—in different domains—in promoting standards for research that take into account ethical and societal implications, not just harms to individual subjects and participants. Within Stanford’s Ethics, Society, and Technology Hub , CASBS has been coordinating the implementation and evaluation of the ESR. Betsy Rajala , the program director of CASBS, and Charla Waeiss, a consultant to CASBS, have been the key players and are full partners in the writing of the PNAS paper.

Bernstein: What initially catalyzed this effort was an email that Debra Satz sent about a (rejected) grant that we were on, where she mentioned that IRBs were focused on risks to human subjects rather than risks to human society. Her comment gave words to much of the uncertainty I had faced in my career as a computer scientist, and it rattled around in my brain until I translated it into the basic concept of the ESR—ethics and societal review connected to grant funding. I quickly connected with Margaret Levi, who had been pursuing similar goals in the social sciences and had a strong interest in societal impacts of AI. We pitched it to the leadership of Stanford's HAI; they connected us with David Magnus, who has vast experience in ethics review, and the four of us were off to the races.

Did any of the results surprise you?

Bernstein: Two results surprised me. First, I expected substantial pushback from researchers along the lines of "you're adding red tape!" However, all the respondents to our survey were willing to submit to the ESR again in the future. Second, over half of researchers felt that the process had positively influenced the design of their research project. For a fairly lightweight process to benefit the design of half of projects was a huge—and very pleasant—surprise to me.

What’s next for the ESR?

Magnus: The biggest challenge is to find a way to make this scalable. It is one thing to do an ESR for 35 or 40 proposals, it is quite another to do 400 or 4,000. We hope this scaffolding will make it easier for researchers to think through the ethical and social issues raised by their research and identify strategies to mitigate any problems. [We also hope this process] becomes a routine part of research.

Levi: We also are eager to collaborate with other universities and firms to see how best to transfer our process broadly. In addition, we are considering ways to help researchers when they discover new ethical implications or societal consequences in the process of their research. In terms of improving the ESR, our plans are two-fold. First, we are determining ways to staff and support the faculty panels so that we are not misusing or over-demanding of faculty time. Second, and perhaps most importantly, we are building the scaffolding that will inform and transform thinking so that considering the ethical implications and societal consequences becomes second nature.

Related:  Michael Bernstein , Associate professor of Computer Science

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Research question

Populism and its impact on subsidies under EU Common Agricultural Policies.   My current idea is to look at populist groups, movements, speeches, and manifestos, as well as changes in opinions (national votes, or EU-level votes by MEP) either publicly or through legislation, over the past two decades. I will also be looking at the history of subsidy spending to see if there were any cases in which far-right populist movements impacted subsidy spending.

Try to find a few articles or data points ( public opinions,  subsidy policy funding, voting) on the influence of populism on EU Common Agricultural Policies. 

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Discover books, journals, films, primary source collections, government documents, and other materials held at UNC and in the Triangle (you can request materials from Duke, NC State and NC Central) as well as a variety of open access publications.

Joint catalog of materials held at North American and some European National Libraries.

You can request most titles that UNC does not have through  Interlibrary Loan .  Carolina BLU  uses the InterLibrary Loan (ILL) service to request materials from other campus libraries.

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• SAGE Research Methods Library of research methods tools. Learn about quantitative and qualitative methods in the Little Green Book and Little Blue Book series, practice data analysis, and use the Project Planner tool to organize research projects. Also included are social research case studies, videos, datasets for teaching and instruction, and analytical tools. more... less... Access: Off Campus Access is available for: UNC-Chapel Hill students, faculty, and staff; UNC Hospitals employees; UNC-Chapel Hill affiliated AHEC users.
• What Makes a Good Research Question? Handout from Duke University's Thompson Writing Program Writing Studio. Has good guidelines for and examples of research questions in the social sciences.
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Library research methods

• identifying the main concepts of your topic
• brainstorming synonyms and atonyms that could also be used to describe your topic
• spell out abbreviations
• Look for subject terms in relevant books and articles; click on or search those
• Read or skim abstracts, ToC, introductions, and bibliographies
• Find relevant sources cited within sources and read or skim them
• Repeat for every topic
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Title: Proposal for a framework of contextual metadata in selected research infrastructures of the life sciences and the social sciences & humanities

Authors : Christian Ohmann; Maria Panagiotopoulou; Steve Canham; Petr Holub; Kurt Majcen; Gary Saunders; Maddalena Fratelli; Jing Tang; Philip Gribbon; Reagon Karki; Mari Kleemola; Katja Moilanen; Daan Broeder; Walter Daelemans; Pieter Fivez

Addresses : European Clinical Research Infrastructure Network (ECRIN), Bd Saint-Jacques, Paris, France ' European Clinical Research Infrastructure Network (ECRIN), Bd Saint-Jacques, Paris, France ' European Clinical Research Infrastructure Network (ECRIN), Bd Saint-Jacques, Paris, France ' Biobanking and Biomolecular Resources Research Infrastructure - European Research Infrastructure Consortium (BBMRI-ERIC), Neue Stiftingtalstrasse 2/B/6, Graz, Austria ' Biobanking and Biomolecular Resources Research Infrastructure - European Research Infrastructure Consortium (BBMRI-ERIC), Neue Stiftingtalstrasse 2/B/6, Graz, Austria ' European Infrastructure for Translational Medicine (EATRIS-ERIC), De Boelelaan 1118, Amsterdam, The Netherlands ' Istituto di Ricerche Farmacologiche Mario Negri IRCCS, Via Mario Negri, Milano, Italy ' Faculty of Medicine, University of Helsinki, Haaatmaninkatu, Helsinki, Finland ' Fraunhofer Institute for Translational Medicine and Pharmacology (ITMP), VolksparkLabs, Schnackenburgallee 114, Hamburg, Germany ' Fraunhofer Institute for Translational Medicine and Pharmacology (ITMP), VolksparkLabs, Schnackenburgallee 114, Hamburg, Germany ' Finnish Social Science Data Archive, Tampere University, Tampere, Finland ' Finnish Social Science Data Archive, Tampere University, Tampere, Finland ' Common Language Resources and Technology Infrastructure Network (CLARIN ERIC), Utrecht University, BS Utrecht, The Netherlands ' Department of Linguistics, University of Antwerp, Lange Winkelstraat 40, Antwerp, Belgium ' Antwerp Text Mining Centre (TEXTUA), University of Antwerp, Lange Winkelstraat 40-42, Antwerp, Belgium

Abstract : Usually, the focus of metadata annotation is on the research output rather than the context in which products were generated. The objective of this project was to develop a framework for contextual metadata, involving six research infrastructures (RIs) from two different domains. As a first step semi-structured interviews were performed to assess the current handling of contextual metadata. Then, these results were put into perspective with the main entities of research processes in general, leading to a framework for contextual metadata. From the discussion with the RIs and in alignment with the referenced literature, basic entities related to contextual metadata are defined and organised in a framework. In summary, a considerable amount of contextual metadata information is already covered by the RIs, however, not always explicit but implicit within text descriptions. The RIs involved see contextual metadata as necessary to improve replicability and reliability of research and FAIRness of data.

Keywords : contextual metadata; metadata schema; ontology; information model; EOSC; European Open Science Cloud; life sciences; social sciences & humanities; research infrastructures; interviews; knowledge graph; framework.

DOI : 10.1504/IJMSO.2023.140695

International Journal of Metadata, Semantics and Ontologies, 2023 Vol.16 No.4, pp.261 - 277

Published online: 30 Aug 2024 *

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