dissertation previous work

Copyright Information

For university teaching and research, thesis + dissertation q&a: can i use previously published work.

February 7, 2017 by Brandy Karl

Update, November 2020: Our office has recently released a guide, Copyright and Your Thesis or Dissertation , which addresses a variety of copyright issues related to Penn State theses and dissertations. With questions, you can always contact us or make an appointment .

A student recently inquired on the difference between these two provisions of the T&D guide, and if they were contradictory.

The two statements aren’t contradictory. The first statement doesn’t have anything to do with second authors:

The “first author” requirement for T&D is to ensure that submissions that include another author are primarily the work of the thesis/dissertation author. You can only include multiple-authored work (published or not) where you are the first author (only exception I know of is if the norms of the field do not include “first author”). That requirement has nothing to do with copyright and is an academic requirement. You would have to talk to the T&D office as well as your committee chair regarding being able to use those works.

When two or more persons author a work jointly, intending the contributions to meld into an indivisible whole, all the authors own the copyright together. Or the authors may come to an agreement prior to writing to dictate who owns the copyright. Absent an agreement, any of the authors that own the copyright may republish or license the work, except for an exclusive license, which all authors must agree to.

The “previously published work” requirement is both an academic requirement and a copyright matter. You must obtain permission from your committee to republish your previously published work – and this implies that it is a single-author work. If you have assigned the copyright in that work to the publisher, you must obtain the publisher’s permission before including it in the dissertation, and that permission must accompany the dissertation. Unfortunately, most authors don’t understand that when they publish an article and assign the copyright in the article, they may not republish the article, incorporate it, or rewrite it, without the permission of the publisher/copyright holder.

In short, this is what the guide says: you may use your own work in your thesis if it was written as part of your thesis work (this implies single author works). If you aren’t the copyright owner then you need permission. And then they make an exception for multi-author works where the thesis author was the first author.

The information on this site and from the Office of Scholarly Communications and Copyright at PSU Libraries is not legal advice and is provided for informational purposes only. The Office of Scholarly Communications & Copyright is not counsel to any members of the PSU community.

© 2022 The Pennsylvania State University. All rights reserved. Except where otherwise noted, this work is subject to a Creative Commons Attribution 4.0 license. Details and exceptions.

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What is a thesis?

What is a dissertation, getting started, staying on track.

A thesis is a long-term project that you work on over the course of a semester or a year. Theses have a very wide variety of styles and content, so we encourage you to look at prior examples and work closely with faculty to develop yours. 

Before you begin, make sure that you are familiar with the dissertation genre—what it is for and what it looks like.

Generally speaking, a dissertation’s purpose is to prove that you have the expertise necessary to fulfill your doctoral-degree requirements by showing depth of knowledge and independent thinking.

The form of a dissertation may vary by discipline. Be sure to follow the specific guidelines of your department.

• PhD This site directs candidates to the GSAS website about dissertations , with links to checklists,  planning, formatting, acknowledgments, submission, and publishing options. There is also a link to guidelines for the prospectus . Consult with your committee chair about specific requirements and standards for your dissertation.
• DDES This document covers planning, patent filing, submission guidelines, publishing options, formatting guidelines, sample pages, citation guidelines, and a list of common errors to avoid. There is also a link to guidelines for the prospectus .
• Scholarly Pursuits (GSAS) This searchable booklet from Harvard GSAS is a comprehensive guide to writing dissertations, dissertation-fellowship applications, academic journal articles, and academic job documents.

Finding an original topic can be a daunting and overwhelming task. These key concepts can help you focus and save time.

Finding a topic for your thesis or dissertation should start with a research question that excites or at least interests you. A rigorous, engaging, and original project will require continuous curiosity about your topic, about your own thoughts on the topic, and about what other scholars have said on your topic. Avoid getting boxed in by thinking you know what you want to say from the beginning; let your research and your writing evolve as you explore and fine-tune your focus through constant questioning and exploration.

Get a sense of the broader picture before you narrow your focus and attempt to frame an argument. Read, skim, and otherwise familiarize yourself with what other scholars have done in areas related to your proposed topic. Briefly explore topics tangentially related to yours to broaden your perspective and increase your chance of finding a unique angle to pursue.

Critical Reading

Critical reading is the opposite of passive reading. Instead of merely reading for information to absorb, critical reading also involves careful, sustained thinking about what you are reading. This process may include analyzing the author’s motives and assumptions, asking what might be left out of the discussion, considering what you agree with or disagree with in the author’s statements and why you agree or disagree, and exploring connections or contradictions between scholarly arguments. Here is a resource to help hone your critical-reading skills:

http://writing.umn.edu/sws/assets/pdf/quicktips/criticalread.pdf

Conversation

Your thesis or dissertation will incorporate some ideas from other scholars whose work you researched. By reading critically and following your curiosity, you will develop your own ideas and claims, and these contributions are the core of your project. You will also acknowledge the work of scholars who came before you, and you must accurately and fairly attribute this work and define your place within the larger discussion. Make sure that you know how to quote, summarize, paraphrase ,  integrate , and cite secondary sources to avoid plagiarism and to show the depth and breadth of your knowledge.

A thesis is a long-term, large project that involves both research and writing; it is easy to lose focus, motivation, and momentum. Here are suggestions for achieving the result you want in the time you have.

The dissertation is probably the largest project you have undertaken, and a lot of the work is self-directed. The project can feel daunting or even overwhelming unless you break it down into manageable pieces and create a timeline for completing each smaller task. Be realistic but also challenge yourself, and be forgiving of yourself if you miss a self-imposed deadline here and there.

Your program will also have specific deadlines for different requirements, including establishing a committee, submitting a prospectus, completing the dissertation, defending the dissertation, and submitting your work. Consult your department’s website for these dates and incorporate them into the timeline for your work.

Accountability

Sometimes self-imposed deadlines do not feel urgent unless there is accountability to someone beyond yourself. To increase your motivation to complete tasks on schedule, set dates with your committee chair to submit pre-determined pieces of a chapter. You can also arrange with a fellow doctoral student to check on each other’s progress. Research and writing can be lonely, so it is also nice to share that journey with someone and support each other through the process.

Common Pitfalls

The most common challenges for students writing a dissertation are writer’s block, information-overload, and the compulsion to keep researching forever.

There are many strategies for avoiding writer’s block, such as freewriting, outlining, taking a walk, starting in the middle, and creating an ideal work environment for your particular learning style. Pay attention to what helps you and try different things until you find what works.

Efficient researching techniques are essential to avoiding information-overload. Here are a couple of resources about strategies for finding sources and quickly obtaining essential information from them.

https://owl.purdue.edu/owl/subject_specific_writing/writing_in_literature/writing_in_literature_detailed_discussion/reading_criticism.html

https://students.dartmouth.edu/academic-skills/learning-resources/learning-strategies/reading-techniques

Finally, remember that there is always more to learn and your dissertation cannot incorporate everything. Follow your curiosity but also set limits on the scope of your work. It helps to create a folder entitled “future projects” for topics and sources that interest you but that do not fit neatly into the dissertation. Also remember that future scholars will build off of your work, so leave something for them to do.

Browsing through theses and dissertations of the past can help to get a sense of your options and gain inspiration but be careful to use current guidelines and refer to your committee instead of relying on these examples for form or formatting.

DASH Digital Access to Scholarship at Harvard.

HOLLIS Harvard Library’s catalog provides access to ProQuest Dissertations & Theses Global .

MIT Architecture has a list of their graduates’ dissertations and theses.

Rhode Island School of Design has a list of their graduates’ dissertations and theses.

University of South Florida has a list of their graduates’ dissertations and theses.

Harvard GSD has a list of projects, including theses and professors’ research.

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Dissertation Structure & Layout 101: How to structure your dissertation, thesis or research project.

By: Derek Jansen (MBA) Reviewed By: David Phair (PhD) | July 2019

So, you’ve got a decent understanding of what a dissertation is , you’ve chosen your topic and hopefully you’ve received approval for your research proposal . Awesome! Now its time to start the actual dissertation or thesis writing journey.

To craft a high-quality document, the very first thing you need to understand is dissertation structure . In this post, we’ll walk you through the generic dissertation structure and layout, step by step. We’ll start with the big picture, and then zoom into each chapter to briefly discuss the core contents. If you’re just starting out on your research journey, you should start with this post, which covers the big-picture process of how to write a dissertation or thesis .

*The Caveat *

In this post, we’ll be discussing a traditional dissertation/thesis structure and layout, which is generally used for social science research across universities, whether in the US, UK, Europe or Australia. However, some universities may have small variations on this structure (extra chapters, merged chapters, slightly different ordering, etc).

So, always check with your university if they have a prescribed structure or layout that they expect you to work with. If not, it’s safe to assume the structure we’ll discuss here is suitable. And even if they do have a prescribed structure, you’ll still get value from this post as we’ll explain the core contents of each section.  

Overview: S tructuring a dissertation or thesis

• Acknowledgements page
• Abstract (or executive summary)
• Table of contents , list of figures and tables
• Chapter 1: Introduction
• Chapter 2: Literature review
• Chapter 3: Methodology
• Chapter 4: Results
• Chapter 5: Discussion
• Chapter 6: Conclusion
• Reference list

As I mentioned, some universities will have slight variations on this structure. For example, they want an additional “personal reflection chapter”, or they might prefer the results and discussion chapter to be merged into one. Regardless, the overarching flow will always be the same, as this flow reflects the research process , which we discussed here – i.e.:

• The introduction chapter presents the core research question and aims .
• The literature review chapter assesses what the current research says about this question.
• The methodology, results and discussion chapters go about undertaking new research about this question.
• The conclusion chapter (attempts to) answer the core research question .

In other words, the dissertation structure and layout reflect the research process of asking a well-defined question(s), investigating, and then answering the question – see below.

To restate that – the structure and layout of a dissertation reflect the flow of the overall research process . This is essential to understand, as each chapter will make a lot more sense if you “get” this concept. If you’re not familiar with the research process, read this post before going further.

Right. Now that we’ve covered the big picture, let’s dive a little deeper into the details of each section and chapter. Oh and by the way, you can also grab our free dissertation/thesis template here to help speed things up.

The title page of your dissertation is the very first impression the marker will get of your work, so it pays to invest some time thinking about your title. But what makes for a good title? A strong title needs to be 3 things:

• Succinct (not overly lengthy or verbose)
• Specific (not vague or ambiguous)
• Representative of the research you’re undertaking (clearly linked to your research questions)

Typically, a good title includes mention of the following:

• The broader area of the research (i.e. the overarching topic)
• The specific focus of your research (i.e. your specific context)
• Indication of research design (e.g. quantitative , qualitative , or  mixed methods ).

For example:

A quantitative investigation [research design] into the antecedents of organisational trust [broader area] in the UK retail forex trading market [specific context/area of focus].

Again, some universities may have specific requirements regarding the format and structure of the title, so it’s worth double-checking expectations with your institution (if there’s no mention in the brief or study material).

Acknowledgements

This page provides you with an opportunity to say thank you to those who helped you along your research journey. Generally, it’s optional (and won’t count towards your marks), but it is academic best practice to include this.

So, who do you say thanks to? Well, there’s no prescribed requirements, but it’s common to mention the following people:

• Your dissertation supervisor or committee.
• Any professors, lecturers or academics that helped you understand the topic or methodologies.
• Any tutors, mentors or advisors.
• Your family and friends, especially spouse (for adult learners studying part-time).

There’s no need for lengthy rambling. Just state who you’re thankful to and for what (e.g. thank you to my supervisor, John Doe, for his endless patience and attentiveness) – be sincere. In terms of length, you should keep this to a page or less.

Abstract or executive summary

The dissertation abstract (or executive summary for some degrees) serves to provide the first-time reader (and marker or moderator) with a big-picture view of your research project. It should give them an understanding of the key insights and findings from the research, without them needing to read the rest of the report – in other words, it should be able to stand alone .

For it to stand alone, your abstract should cover the following key points (at a minimum):

• Your research questions and aims – what key question(s) did your research aim to answer?
• Your methodology – how did you go about investigating the topic and finding answers to your research question(s)?
• Your findings – following your own research, what did do you discover?
• Your conclusions – based on your findings, what conclusions did you draw? What answers did you find to your research question(s)?

So, in much the same way the dissertation structure mimics the research process, your abstract or executive summary should reflect the research process, from the initial stage of asking the original question to the final stage of answering that question.

In practical terms, it’s a good idea to write this section up last , once all your core chapters are complete. Otherwise, you’ll end up writing and rewriting this section multiple times (just wasting time). For a step by step guide on how to write a strong executive summary, check out this post .

Need a helping hand?

Table of contents

This section is straightforward. You’ll typically present your table of contents (TOC) first, followed by the two lists – figures and tables. I recommend that you use Microsoft Word’s automatic table of contents generator to generate your TOC. If you’re not familiar with this functionality, the video below explains it simply:

If you find that your table of contents is overly lengthy, consider removing one level of depth. Oftentimes, this can be done without detracting from the usefulness of the TOC.

Right, now that the “admin” sections are out of the way, its time to move on to your core chapters. These chapters are the heart of your dissertation and are where you’ll earn the marks. The first chapter is the introduction chapter – as you would expect, this is the time to introduce your research…

It’s important to understand that even though you’ve provided an overview of your research in your abstract, your introduction needs to be written as if the reader has not read that (remember, the abstract is essentially a standalone document). So, your introduction chapter needs to start from the very beginning, and should address the following questions:

• What will you be investigating (in plain-language, big picture-level)?
• Why is that worth investigating? How is it important to academia or business? How is it sufficiently original?
• What are your research aims and research question(s)? Note that the research questions can sometimes be presented at the end of the literature review (next chapter).
• What is the scope of your study? In other words, what will and won’t you cover ?
• How will you approach your research? In other words, what methodology will you adopt?
• How will you structure your dissertation? What are the core chapters and what will you do in each of them?

These are just the bare basic requirements for your intro chapter. Some universities will want additional bells and whistles in the intro chapter, so be sure to carefully read your brief or consult your research supervisor.

If done right, your introduction chapter will set a clear direction for the rest of your dissertation. Specifically, it will make it clear to the reader (and marker) exactly what you’ll be investigating, why that’s important, and how you’ll be going about the investigation. Conversely, if your introduction chapter leaves a first-time reader wondering what exactly you’ll be researching, you’ve still got some work to do.

Now that you’ve set a clear direction with your introduction chapter, the next step is the literature review . In this section, you will analyse the existing research (typically academic journal articles and high-quality industry publications), with a view to understanding the following questions:

• What does the literature currently say about the topic you’re investigating?
• Is the literature lacking or well established? Is it divided or in disagreement?
• How does your research fit into the bigger picture?
• How does your research contribute something original?
• How does the methodology of previous studies help you develop your own?

Depending on the nature of your study, you may also present a conceptual framework towards the end of your literature review, which you will then test in your actual research.

Again, some universities will want you to focus on some of these areas more than others, some will have additional or fewer requirements, and so on. Therefore, as always, its important to review your brief and/or discuss with your supervisor, so that you know exactly what’s expected of your literature review chapter.

Now that you’ve investigated the current state of knowledge in your literature review chapter and are familiar with the existing key theories, models and frameworks, its time to design your own research. Enter the methodology chapter – the most “science-ey” of the chapters…

In this chapter, you need to address two critical questions:

• Exactly HOW will you carry out your research (i.e. what is your intended research design)?
• Exactly WHY have you chosen to do things this way (i.e. how do you justify your design)?

Remember, the dissertation part of your degree is first and foremost about developing and demonstrating research skills . Therefore, the markers want to see that you know which methods to use, can clearly articulate why you’ve chosen then, and know how to deploy them effectively.

Importantly, this chapter requires detail – don’t hold back on the specifics. State exactly what you’ll be doing, with who, when, for how long, etc. Moreover, for every design choice you make, make sure you justify it.

In practice, you will likely end up coming back to this chapter once you’ve undertaken all your data collection and analysis, and revise it based on changes you made during the analysis phase. This is perfectly fine. Its natural for you to add an additional analysis technique, scrap an old one, etc based on where your data lead you. Of course, I’m talking about small changes here – not a fundamental switch from qualitative to quantitative, which will likely send your supervisor in a spin!

You’ve now collected your data and undertaken your analysis, whether qualitative, quantitative or mixed methods. In this chapter, you’ll present the raw results of your analysis . For example, in the case of a quant study, you’ll present the demographic data, descriptive statistics, inferential statistics , etc.

Typically, Chapter 4 is simply a presentation and description of the data, not a discussion of the meaning of the data. In other words, it’s descriptive, rather than analytical – the meaning is discussed in Chapter 5. However, some universities will want you to combine chapters 4 and 5, so that you both present and interpret the meaning of the data at the same time. Check with your institution what their preference is.

Now that you’ve presented the data analysis results, its time to interpret and analyse them. In other words, its time to discuss what they mean, especially in relation to your research question(s).

What you discuss here will depend largely on your chosen methodology. For example, if you’ve gone the quantitative route, you might discuss the relationships between variables . If you’ve gone the qualitative route, you might discuss key themes and the meanings thereof. It all depends on what your research design choices were.

Most importantly, you need to discuss your results in relation to your research questions and aims, as well as the existing literature. What do the results tell you about your research questions? Are they aligned with the existing research or at odds? If so, why might this be? Dig deep into your findings and explain what the findings suggest, in plain English.

The final chapter – you’ve made it! Now that you’ve discussed your interpretation of the results, its time to bring it back to the beginning with the conclusion chapter . In other words, its time to (attempt to) answer your original research question s (from way back in chapter 1). Clearly state what your conclusions are in terms of your research questions. This might feel a bit repetitive, as you would have touched on this in the previous chapter, but its important to bring the discussion full circle and explicitly state your answer(s) to the research question(s).

Next, you’ll typically discuss the implications of your findings . In other words, you’ve answered your research questions – but what does this mean for the real world (or even for academia)? What should now be done differently, given the new insight you’ve generated?

Lastly, you should discuss the limitations of your research, as well as what this means for future research in the area. No study is perfect, especially not a Masters-level. Discuss the shortcomings of your research. Perhaps your methodology was limited, perhaps your sample size was small or not representative, etc, etc. Don’t be afraid to critique your work – the markers want to see that you can identify the limitations of your work. This is a strength, not a weakness. Be brutal!

This marks the end of your core chapters – woohoo! From here on out, it’s pretty smooth sailing.

The reference list is straightforward. It should contain a list of all resources cited in your dissertation, in the required format, e.g. APA , Harvard, etc.

It’s essential that you use reference management software for your dissertation. Do NOT try handle your referencing manually – its far too error prone. On a reference list of multiple pages, you’re going to make mistake. To this end, I suggest considering either Mendeley or Zotero. Both are free and provide a very straightforward interface to ensure that your referencing is 100% on point. I’ve included a simple how-to video for the Mendeley software (my personal favourite) below:

Some universities may ask you to include a bibliography, as opposed to a reference list. These two things are not the same . A bibliography is similar to a reference list, except that it also includes resources which informed your thinking but were not directly cited in your dissertation. So, double-check your brief and make sure you use the right one.

The very last piece of the puzzle is the appendix or set of appendices. This is where you’ll include any supporting data and evidence. Importantly, supporting is the keyword here.

Your appendices should provide additional “nice to know”, depth-adding information, which is not critical to the core analysis. Appendices should not be used as a way to cut down word count (see this post which covers how to reduce word count ). In other words, don’t place content that is critical to the core analysis here, just to save word count. You will not earn marks on any content in the appendices, so don’t try to play the system!

Time to recap…

And there you have it – the traditional dissertation structure and layout, from A-Z. To recap, the core structure for a dissertation or thesis is (typically) as follows:

• Acknowledgments page

Most importantly, the core chapters should reflect the research process (asking, investigating and answering your research question). Moreover, the research question(s) should form the golden thread throughout your dissertation structure. Everything should revolve around the research questions, and as you’ve seen, they should form both the start point (i.e. introduction chapter) and the endpoint (i.e. conclusion chapter).

I hope this post has provided you with clarity about the traditional dissertation/thesis structure and layout. If you have any questions or comments, please leave a comment below, or feel free to get in touch with us. Also, be sure to check out the rest of the  Grad Coach Blog .

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36 Comments

many thanks i found it very useful

Glad to hear that, Arun. Good luck writing your dissertation.

Such clear practical logical advice. I very much needed to read this to keep me focused in stead of fretting.. Perfect now ready to start my research!

what about scientific fields like computer or engineering thesis what is the difference in the structure? thank you very much

Thanks so much this helped me a lot!

Very helpful and accessible. What I like most is how practical the advice is along with helpful tools/ links.

Thanks Ade!

Thank you so much sir.. It was really helpful..

You’re welcome!

Hi! How many words maximum should contain the abstract?

Thank you so much 😊 Find this at the right moment

You’re most welcome. Good luck with your dissertation.

best ever benefit i got on right time thank you

Many times Clarity and vision of destination of dissertation is what makes the difference between good ,average and great researchers the same way a great automobile driver is fast with clarity of address and Clear weather conditions .

I guess Great researcher = great ideas + knowledge + great and fast data collection and modeling + great writing + high clarity on all these

You have given immense clarity from start to end.

Morning. Where will I write the definitions of what I’m referring to in my report?

Thank you so much Derek, I was almost lost! Thanks a tonnnn! Have a great day!

Thanks ! so concise and valuable

This was very helpful. Clear and concise. I know exactly what to do now.

Thank you for allowing me to go through briefly. I hope to find time to continue.

Really useful to me. Thanks a thousand times

Very interesting! It will definitely set me and many more for success. highly recommended.

Thank you soo much sir, for the opportunity to express my skills

Usefull, thanks a lot. Really clear

Very nice and easy to understand. Thank you .

That was incredibly useful. Thanks Grad Coach Crew!

My stress level just dropped at least 15 points after watching this. Just starting my thesis for my grad program and I feel a lot more capable now! Thanks for such a clear and helpful video, Emma and the GradCoach team!

Do we need to mention the number of words the dissertation contains in the main document?

It depends on your university’s requirements, so it would be best to check with them 🙂

Such a helpful post to help me get started with structuring my masters dissertation, thank you!

Great video; I appreciate that helpful information

It is so necessary or avital course

This blog is very informative for my research. Thank you

Doctoral students are required to fill out the National Research Council’s Survey of Earned Doctorates

wow this is an amazing gain in my life

This is so good

How can i arrange my specific objectives in my dissertation?

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What Is a Dissertation? | Guide, Examples, & Template

A dissertation is a long-form piece of academic writing based on original research conducted by you. It is usually submitted as the final step in order to finish a PhD program.

Your dissertation is probably the longest piece of writing you’ve ever completed. It requires solid research, writing, and analysis skills, and it can be intimidating to know where to begin.

Your department likely has guidelines related to how your dissertation should be structured. When in doubt, consult with your supervisor.

You can also download our full dissertation template in the format of your choice below. The template includes a ready-made table of contents with notes on what to include in each chapter, easily adaptable to your department’s requirements.

Download Word template Download Google Docs template

• In the US, a dissertation generally refers to the collection of research you conducted to obtain a PhD.
• In other countries (such as the UK), a dissertation often refers to the research you conduct to obtain your bachelor’s or master’s degree.

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Table of contents

Dissertation committee and prospectus process, how to write and structure a dissertation, acknowledgements or preface, list of figures and tables, list of abbreviations, introduction, literature review, methodology, reference list, proofreading and editing, defending your dissertation, free checklist and lecture slides.

When you’ve finished your coursework, as well as any comprehensive exams or other requirements, you advance to “ABD” (All But Dissertation) status. This means you’ve completed everything except your dissertation.

Prior to starting to write, you must form your committee and write your prospectus or proposal . Your committee comprises your adviser and a few other faculty members. They can be from your own department, or, if your work is more interdisciplinary, from other departments. Your committee will guide you through the dissertation process, and ultimately decide whether you pass your dissertation defense and receive your PhD.

Your prospectus is a formal document presented to your committee, usually orally in a defense, outlining your research aims and objectives and showing why your topic is relevant . After passing your prospectus defense, you’re ready to start your research and writing.

Prevent plagiarism. Run a free check.

The structure of your dissertation depends on a variety of factors, such as your discipline, topic, and approach. Dissertations in the humanities are often structured more like a long essay , building an overall argument to support a central thesis , with chapters organized around different themes or case studies.

However, hard science and social science dissertations typically include a review of existing works, a methodology section, an analysis of your original research, and a presentation of your results , presented in different chapters.

Dissertation examples

We’ve compiled a list of dissertation examples to help you get started.

• Example dissertation #1: Heat, Wildfire and Energy Demand: An Examination of Residential Buildings and Community Equity (a dissertation by C. A. Antonopoulos about the impact of extreme heat and wildfire on residential buildings and occupant exposure risks).
• Example dissertation #2: Exploring Income Volatility and Financial Health Among Middle-Income Households (a dissertation by M. Addo about income volatility and declining economic security among middle-income households).
• Example dissertation #3: The Use of Mindfulness Meditation to Increase the Efficacy of Mirror Visual Feedback for Reducing Phantom Limb Pain in Amputees (a dissertation by N. S. Mills about the effect of mindfulness-based interventions on the relationship between mirror visual feedback and the pain level in amputees with phantom limb pain).

The very first page of your document contains your dissertation title, your name, department, institution, degree program, and submission date. Sometimes it also includes your student number, your supervisor’s name, and the university’s logo.

Read more about title pages

The acknowledgements section is usually optional and gives space for you to thank everyone who helped you in writing your dissertation. This might include your supervisors, participants in your research, and friends or family who supported you. In some cases, your acknowledgements are part of a preface.

Read more about acknowledgements Read more about prefaces

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The abstract is a short summary of your dissertation, usually about 150 to 300 words long. Though this may seem very short, it’s one of the most important parts of your dissertation, because it introduces your work to your audience.

Your abstract should:

• State your main topic and the aims of your research
• Describe your methods
• Summarize your main results
• State your conclusions

Read more about abstracts

The table of contents lists all of your chapters, along with corresponding subheadings and page numbers. This gives your reader an overview of your structure and helps them easily navigate your document.

Remember to include all main parts of your dissertation in your table of contents, even the appendices. It’s easy to generate a table automatically in Word if you used heading styles. Generally speaking, you only include level 2 and level 3 headings, not every subheading you included in your finished work.

Read more about tables of contents

While not usually mandatory, it’s nice to include a list of figures and tables to help guide your reader if you have used a lot of these in your dissertation. It’s easy to generate one of these in Word using the Insert Caption feature.

Read more about lists of figures and tables

Similarly, if you have used a lot of abbreviations (especially industry-specific ones) in your dissertation, you can include them in an alphabetized list of abbreviations so that the reader can easily look up their meanings.

Read more about lists of abbreviations

In addition to the list of abbreviations, if you find yourself using a lot of highly specialized terms that you worry will not be familiar to your reader, consider including a glossary. Here, alphabetize the terms and include a brief description or definition.

Read more about glossaries

The introduction serves to set up your dissertation’s topic, purpose, and relevance. It tells the reader what to expect in the rest of your dissertation. The introduction should:

• Establish your research topic , giving the background information needed to contextualize your work
• Narrow down the focus and define the scope of your research
• Discuss the state of existing research on the topic, showing your work’s relevance to a broader problem or debate
• Clearly state your research questions and objectives
• Outline the flow of the rest of your work

Everything in the introduction should be clear, engaging, and relevant. By the end, the reader should understand the what, why, and how of your research.

Read more about introductions

A formative part of your research is your literature review . This helps you gain a thorough understanding of the academic work that already exists on your topic.

Literature reviews encompass:

• Finding relevant sources (e.g., books and journal articles)
• Assessing the credibility of your sources
• Critically analyzing and evaluating each source
• Drawing connections between them (e.g., themes, patterns, conflicts, or gaps) to strengthen your overall point

A literature review is not merely a summary of existing sources. Your literature review should have a coherent structure and argument that leads to a clear justification for your own research. It may aim to:

• Address a gap in the literature or build on existing knowledge
• Take a new theoretical or methodological approach to your topic
• Propose a solution to an unresolved problem or advance one side of a theoretical debate

Read more about literature reviews

Theoretical framework

Your literature review can often form the basis for your theoretical framework. Here, you define and analyze the key theories, concepts, and models that frame your research.

Read more about theoretical frameworks

Your methodology chapter describes how you conducted your research, allowing your reader to critically assess its credibility. Your methodology section should accurately report what you did, as well as convince your reader that this was the best way to answer your research question.

A methodology section should generally include:

• The overall research approach ( quantitative vs. qualitative ) and research methods (e.g., a longitudinal study )
• Your data collection methods (e.g., interviews or a controlled experiment )
• Details of where, when, and with whom the research took place
• Any tools and materials you used (e.g., computer programs, lab equipment)
• Your data analysis methods (e.g., statistical analysis , discourse analysis )
• An evaluation or justification of your methods

Read more about methodology sections

Your results section should highlight what your methodology discovered. You can structure this section around sub-questions, hypotheses , or themes, but avoid including any subjective or speculative interpretation here.

Your results section should:

• Concisely state each relevant result together with relevant descriptive statistics (e.g., mean , standard deviation ) and inferential statistics (e.g., test statistics , p values )
• Briefly state how the result relates to the question or whether the hypothesis was supported
• Report all results that are relevant to your research questions , including any that did not meet your expectations.

Additional data (including raw numbers, full questionnaires, or interview transcripts) can be included as an appendix. You can include tables and figures, but only if they help the reader better understand your results. Read more about results sections

Your discussion section is your opportunity to explore the meaning and implications of your results in relation to your research question. Here, interpret your results in detail, discussing whether they met your expectations and how well they fit with the framework that you built in earlier chapters. Refer back to relevant source material to show how your results fit within existing research in your field.

Some guiding questions include:

• What do your results mean?
• Why do your results matter?
• What limitations do the results have?

If any of the results were unexpected, offer explanations for why this might be. It’s a good idea to consider alternative interpretations of your data.

Read more about discussion sections

Your dissertation’s conclusion should concisely answer your main research question, leaving your reader with a clear understanding of your central argument and emphasizing what your research has contributed to the field.

In some disciplines, the conclusion is just a short section preceding the discussion section, but in other contexts, it is the final chapter of your work. Here, you wrap up your dissertation with a final reflection on what you found, with recommendations for future research and concluding remarks.

It’s important to leave the reader with a clear impression of why your research matters. What have you added to what was already known? Why is your research necessary for the future of your field?

Read more about conclusions

It is crucial to include a reference list or list of works cited with the full details of all the sources that you used, in order to avoid plagiarism. Be sure to choose one citation style and follow it consistently throughout your dissertation. Each style has strict and specific formatting requirements.

Common styles include MLA , Chicago , and APA , but which style you use is often set by your department or your field.

Create APA citations Create MLA citations

Your dissertation should contain only essential information that directly contributes to answering your research question. Documents such as interview transcripts or survey questions can be added as appendices, rather than adding them to the main body.

Read more about appendices

Making sure that all of your sections are in the right place is only the first step to a well-written dissertation. Don’t forget to leave plenty of time for editing and proofreading, as grammar mistakes and sloppy spelling errors can really negatively impact your work.

Dissertations can take up to five years to write, so you will definitely want to make sure that everything is perfect before submitting. You may want to consider using a professional dissertation editing service , AI proofreader or grammar checker to make sure your final project is perfect prior to submitting.

After your written dissertation is approved, your committee will schedule a defense. Similarly to defending your prospectus, dissertation defenses are oral presentations of your work. You’ll present your dissertation, and your committee will ask you questions. Many departments allow family members, friends, and other people who are interested to join as well.

After your defense, your committee will meet, and then inform you whether you have passed. Keep in mind that defenses are usually just a formality; most committees will have resolved any serious issues with your work with you far prior to your defense, giving you ample time to fix any problems.

As you write your dissertation, you can use this simple checklist to make sure you’ve included all the essentials.

Checklist: Dissertation

My title page includes all information required by my university.

I have included acknowledgements thanking those who helped me.

My abstract provides a concise summary of the dissertation, giving the reader a clear idea of my key results or arguments.

I have created a table of contents to help the reader navigate my dissertation. It includes all chapter titles, but excludes the title page, acknowledgements, and abstract.

My introduction leads into my topic in an engaging way and shows the relevance of my research.

My introduction clearly defines the focus of my research, stating my research questions and research objectives .

My introduction includes an overview of the dissertation’s structure (reading guide).

I have conducted a literature review in which I (1) critically engage with sources, evaluating the strengths and weaknesses of existing research, (2) discuss patterns, themes, and debates in the literature, and (3) address a gap or show how my research contributes to existing research.

I have clearly outlined the theoretical framework of my research, explaining the theories and models that support my approach.

I have thoroughly described my methodology , explaining how I collected data and analyzed data.

I have concisely and objectively reported all relevant results .

I have (1) evaluated and interpreted the meaning of the results and (2) acknowledged any important limitations of the results in my discussion .

I have clearly stated the answer to my main research question in the conclusion .

I have clearly explained the implications of my conclusion, emphasizing what new insight my research has contributed.

I have provided relevant recommendations for further research or practice.

If relevant, I have included appendices with supplemental information.

I have included an in-text citation every time I use words, ideas, or information from a source.

I have listed every source in a reference list at the end of my dissertation.

I have consistently followed the rules of my chosen citation style .

I have followed all formatting guidelines provided by my university.

Congratulations!

The end is in sight—your dissertation is nearly ready to submit! Make sure it's perfectly polished with the help of a Scribbr editor.

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Dissertations and Theses: A Finding Guide: Cornell Dissertation Guidelines

• Introduction
• Cornell Theses
• Non-Cornell Theses
• Open Access, etc.
• Cornell Dissertation Guidelines

Cornell Dissertations Guidelines

General guidance on dissertations and theses is available from the Cornell University Graduate School Thesis & Dissertation web page . For more detailed guidance, see Guide on Writing Your Thesis/Dissertation .

Note that in the Bibliography (or References or Works Cited) section of the Required Sections, Guidelines, and Suggestions page , the following advice is offered.

Required? Yes.

• A bibliography, references, or works cited is required for your thesis or dissertation. Please conform to the standards of leading academic journals in your field.
• As a page heading, use “BIBLIOGRAPHY” (or “REFERENCES” or “WORKS CITED”) in all capital letters, centered on the page. The bibliography should always begin on a new page. Bibliographies may be single-spaced within each entry but should include 24 points of space between entries.
• << Previous: Open Access, etc.
• Next: Help >>
• Last Updated: Apr 19, 2024 2:22 PM
• URL: https://guides.library.cornell.edu/dissertations

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• Knowledge Base
• Dissertation

What Is a Dissertation? | 5 Essential Questions to Get Started

Published on 26 March 2020 by Jack Caulfield . Revised on 5 May 2022.

A dissertation is a large research project undertaken at the end of a degree. It involves in-depth consideration of a problem or question chosen by the student. It is usually the largest (and final) piece of written work produced during a degree.

The length and structure of a dissertation vary widely depending on the level and field of study. However, there are some key questions that can help you understand the requirements and get started on your dissertation project.

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Table of contents

When and why do you have to write a dissertation, who will supervise your dissertation, what type of research will you do, how should your dissertation be structured, what formatting and referencing rules do you have to follow, frequently asked questions about dissertations.

A dissertation, sometimes called a thesis, comes at the end of an undergraduate or postgraduate degree. It is a larger project than the other essays you’ve written, requiring a higher word count and a greater depth of research.

You’ll generally work on your dissertation during the final year of your degree, over a longer period than you would take for a standard essay . For example, the dissertation might be your main focus for the last six months of your degree.

Why is the dissertation important?

The dissertation is a test of your capacity for independent research. You are given a lot of autonomy in writing your dissertation: you come up with your own ideas, conduct your own research, and write and structure the text by yourself.

This means that it is an important preparation for your future, whether you continue in academia or not: it teaches you to manage your own time, generate original ideas, and work independently.

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During the planning and writing of your dissertation, you’ll work with a supervisor from your department. The supervisor’s job is to give you feedback and advice throughout the process.

The dissertation supervisor is often assigned by the department, but you might be allowed to indicate preferences or approach potential supervisors. If so, try to pick someone who is familiar with your chosen topic, whom you get along with on a personal level, and whose feedback you’ve found useful in the past.

How will your supervisor help you?

Your supervisor is there to guide you through the dissertation project, but you’re still working independently. They can give feedback on your ideas, but not come up with ideas for you.

You may need to take the initiative to request an initial meeting with your supervisor. Then you can plan out your future meetings and set reasonable deadlines for things like completion of data collection, a structure outline, a first chapter, a first draft, and so on.

Make sure to prepare in advance for your meetings. Formulate your ideas as fully as you can, and determine where exactly you’re having difficulties so you can ask your supervisor for specific advice.

Your approach to your dissertation will vary depending on your field of study. The first thing to consider is whether you will do empirical research , which involves collecting original data, or non-empirical research , which involves analysing sources.

Empirical dissertations (sciences)

An empirical dissertation focuses on collecting and analysing original data. You’ll usually write this type of dissertation if you are studying a subject in the sciences or social sciences.

• What are airline workers’ attitudes towards the challenges posed for their industry by climate change?
• How effective is cognitive behavioural therapy in treating depression in young adults?
• What are the short-term health effects of switching from smoking cigarettes to e-cigarettes?

There are many different empirical research methods you can use to answer these questions – for example, experiments , observations, surveys , and interviews.

When doing empirical research, you need to consider things like the variables you will investigate, the reliability and validity of your measurements, and your sampling method . The aim is to produce robust, reproducible scientific knowledge.

Non-empirical dissertations (arts and humanities)

A non-empirical dissertation works with existing research or other texts, presenting original analysis, critique and argumentation, but no original data. This approach is typical of arts and humanities subjects.

• What attitudes did commentators in the British press take towards the French Revolution in 1789–1792?
• How do the themes of gender and inheritance intersect in Shakespeare’s Macbeth ?
• How did Plato’s Republic and Thomas More’s Utopia influence nineteenth century utopian socialist thought?

The first steps in this type of dissertation are to decide on your topic and begin collecting your primary and secondary sources .

Primary sources are the direct objects of your research. They give you first-hand evidence about your subject. Examples of primary sources include novels, artworks and historical documents.

Secondary sources provide information that informs your analysis. They describe, interpret, or evaluate information from primary sources. For example, you might consider previous analyses of the novel or author you are working on, or theoretical texts that you plan to apply to your primary sources.

Dissertations are divided into chapters and sections. Empirical dissertations usually follow a standard structure, while non-empirical dissertations are more flexible.

Structure of an empirical dissertation

Empirical dissertations generally include these chapters:

• Introduction : An explanation of your topic and the research question(s) you want to answer.
• Literature review : A survey and evaluation of previous research on your topic.
• Methodology : An explanation of how you collected and analysed your data.
• Results : A brief description of what you found.
• Discussion : Interpretation of what these results reveal.
• Conclusion : Answers to your research question(s) and summary of what your findings contribute to knowledge in your field.

Sometimes the order or naming of chapters might be slightly different, but all of the above information must be included in order to produce thorough, valid scientific research.

Other dissertation structures

If your dissertation doesn’t involve data collection, your structure is more flexible. You can think of it like an extended essay – the text should be logically organised in a way that serves your argument:

• Introduction: An explanation of your topic and the question(s) you want to answer.
• Main body: The development of your analysis, usually divided into 2–4 chapters.
• Conclusion: Answers to your research question(s) and summary of what your analysis contributes to knowledge in your field.

The chapters of the main body can be organised around different themes, time periods, or texts. Below you can see some example structures for dissertations in different subjects.

• Political philosophy

This example, on the topic of the British press’s coverage of the French Revolution, shows how you might structure each chapter around a specific theme.

This example, on the topic of Plato’s and More’s influences on utopian socialist thought, shows a different approach to dividing the chapters by theme.

This example, a master’s dissertation on the topic of how writers respond to persecution, shows how you can also use section headings within each chapter. Each of the three chapters deals with a specific text, while the sections are organised thematically.

Like other academic texts, it’s important that your dissertation follows the formatting guidelines set out by your university. You can lose marks unnecessarily over mistakes, so it’s worth taking the time to get all these elements right.

Formatting guidelines concern things like:

• line spacing
• page numbers
• punctuation
• title pages
• presentation of tables and figures

If you’re unsure about the formatting requirements, check with your supervisor or department. You can lose marks unnecessarily over mistakes, so it’s worth taking the time to get all these elements right.

How will you reference your sources?

Referencing means properly listing the sources you cite and refer to in your dissertation, so that the reader can find them. This avoids plagiarism by acknowledging where you’ve used the work of others.

Keep track of everything you read as you prepare your dissertation. The key information to note down for a reference is:

• The publication date
• Page numbers for the parts you refer to (especially when using direct quotes)

Different referencing styles each have their own specific rules for how to reference. The most commonly used styles in UK universities are listed below.

You can use the free APA Reference Generator to automatically create and store your references.

APA Reference Generator

The words ‘ dissertation ’ and ‘thesis’ both refer to a large written research project undertaken to complete a degree, but they are used differently depending on the country:

• In the UK, you write a dissertation at the end of a bachelor’s or master’s degree, and you write a thesis to complete a PhD.
• In the US, it’s the other way around: you may write a thesis at the end of a bachelor’s or master’s degree, and you write a dissertation to complete a PhD.

The main difference is in terms of scale – a dissertation is usually much longer than the other essays you complete during your degree.

Another key difference is that you are given much more independence when working on a dissertation. You choose your own dissertation topic , and you have to conduct the research and write the dissertation yourself (with some assistance from your supervisor).

Dissertation word counts vary widely across different fields, institutions, and levels of education:

• An undergraduate dissertation is typically 8,000–15,000 words
• A master’s dissertation is typically 12,000–50,000 words
• A PhD thesis is typically book-length: 70,000–100,000 words

However, none of these are strict guidelines – your word count may be lower or higher than the numbers stated here. Always check the guidelines provided by your university to determine how long your own dissertation should be.

At the bachelor’s and master’s levels, the dissertation is usually the main focus of your final year. You might work on it (alongside other classes) for the entirety of the final year, or for the last six months. This includes formulating an idea, doing the research, and writing up.

A PhD thesis takes a longer time, as the thesis is the main focus of the degree. A PhD thesis might be being formulated and worked on for the whole four years of the degree program. The writing process alone can take around 18 months.

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UCL Doctoral School

• Self-Plagiarism

Guidance on incorporating published work in your thesis

How you can include published work in your thesis and avoid self-plagiarism

Doctoral candidates who are worried about what they can include in their thesis can follow this guidance. It covers the inclusion of previously published papers and how to integrate them properly.

Publishing first, then submitting thesis for examination

If you've published before submitting your thesis:

• an appropriate citation of the original source in the relevant Chapter; and
• completing the UCL Research Paper Declaration form – this should be embedded after the Acknowledgments page in the thesis.
• Before using figures, table sheets, or parts of the text, find out from the editor of the journal if you transferred the copyrights when you submitted the paper.
• When in doubt, when you do not own copyright, get formal approval from copyright owners to re-use the material (this is frequently done for previously published data and figures to be included in a doctoral thesis; please see more information on the UCL Copyright advice website ).
• ensure the style matches that of the rest of the thesis, both in formatting and content,
• add additional information/context where beneficial, such as additional background/relevant literature, more detailed methods,
• offer additional data not included in the publication, such as preliminary data, null findings, anything included in supplementary materials.
• If you worked together with co-authors, your (and their) contributions to the publication should be specified in the UCL Research Paper Declaration form.

Examples of including previously published work in your thesis

After gaining approval from the copyright holder, you would be allowed to copy and paste sections from the published paper into your thesis.

You might make minor edits to the text to ensure that it fits the overall style of your thesis (e.g. changing “We” to “I”, where appropriate) and that it is written in your voice (see bullet point on ‘Initial drafts of papers’ below).

You might also incorporate additional text/figures/Tables that did not appear in the original publication.

Unacceptable

You cannot embed the unedited pdf of the published paper into your thesis.

You also cannot copy and paste the entire paper without making any attempt to match the style to the rest of the thesis.

Submitting thesis first (and the degree is successfully awarded) and published after

If your thesis is published first, then this must be declared to a journal publisher so that you can check with the editor about the acceptability of including part of your thesis.

You must make sure that you have cited the original source correctly (your thesis for example) and acknowledged yourself as author. Where possible, you could also provide a link.

This applies not just to reproducing your own material but also to ideas which you have previously published elsewhere.

Tips for reusing material in final thesis

We strongly recommend you write your upgrade document (and/or any progression documents) in the same style and format as you would your final thesis. This will help you plan the format of your final thesis early and you can then reuse as much of your upgrade material in your final thesis as makes sense.

Initial drafts of papers

We strongly recommend you keep your initial drafts of papers for use in your final thesis; this way it is written in your voice (not that of your supervisors, co-authors, or journal editor) and will be less likely to affect any copyright issues with the publisher. This does not mean you cannot incorporate supervisor corrections; however, all text should be written by you and not subject to vast rewriting/editing by others as is often the case with journal publications. You should still cite your published work where relevant.

Plan your thesis structure and project timings carefully from the start

This means considering thesis structure, time of upgrade/progression reviews, and, if appropriate, which chapters might be turned into publications and when.

Prioritise the thesis over any other priorities

Furthermore, as you approach the final months before your submission deadline (which you should check carefully with your supervisory team and funder as expectations may vary), we strongly encourage you to prioritise the thesis over any other conflicting priorities, e.g. internships, publications, etc…

Remember to follow these guidelines to ensure the appropriate use of published work in your doctoral thesis while avoiding self-plagiarism.

What is Self-Plagiarism

The UCL Academic Manual describes self-plagiarism as:

“The reproduction or resubmission of a student’s own work which has been submitted for assessment at UCL or any other institution. This does not include earlier formative drafts of the particular assessment, or instances where the department has explicitly permitted the re-use of formative assessments but does include all other formative work except where permitted.”

Read about this in more detail in Chapter 6, Section 9.2d of the UCL Academic Manual page .

How self-plagiarism applies to Doctoral Students

Re-use of material already used for a previous degree.

A research student commits self-plagiarism if they incorporate material (text, data, ideas) from a previous academic degree (e.g., Master's of Undergraduate) submission, whether at UCL or another institution, into their final these without explicit declaration.

Note on Upgrades

The upgrade report is not published nor is it used to confer a degree, and is therefore excluded from the above definition of “material”.

In effect, the upgrade report (and any other progression reviews) is a form of “thesis draft” owned by the student and we encourage the reuse of material in the upgrade report in the final thesis where relevant.

As a result, material written by yourself can be used both in publications and your final thesis, and the self-plagiarism rule does not apply here. However, since your final thesis will be ‘published’ online, there are several rules you must follow.

For additonal detail, visit the UCL Discovery web page .

Links to forms

UCL Research Paper Declaration Form for including published material in your thesis (to be embedded after the Acknowledgements page).

• Form in MS Word format (DOCX)
• Form in LaTeX format (TEX) , thanks to David Sheard, Dept of Mathematics
• Form in PDF preview (PDF)

Helpful resources

• Step-by-step guide and FAQs on publishing doctoral work
• Information about your own copyright
• Information on online copy of your thesis

How to find resources by format

Why use a dissertation or a thesis.

A dissertation is the final large research paper, based on original research, for many disciplines to be able to complete a PhD degree. The thesis is the same idea but for a masters degree.

They are often considered scholarly sources since they are closely supervised by a committee, are directed at an academic audience, are extensively researched, follow research methodology, and are cited in other scholarly work. Often the research is newer or answering questions that are more recent, and can help push scholarship in new directions. 

Search for dissertations and theses

Locating dissertations and theses.

The Proquest Dissertations and Theses Global database includes doctoral dissertations and selected masters theses from major universities worldwide.

• Searchable by subject, author, advisor, title, school, date, etc.
• More information about full text access and requesting through Interlibrary Loan

NDLTD – Networked Digital Library of Theses and Dissertations provides free online access to a over a million theses and dissertations from all over the world.

WorldCat Dissertations and Theses searches library catalogs from across the U.S. and worldwide.

Locating University of Minnesota Dissertations and Theses

Use  Libraries search  and search by title or author and add the word "thesis" in the search box. Write down the library and call number and find it on the shelf. They can be checked out.

Check the  University Digital Conservancy  for online access to dissertations and theses from 2007 to present as well as historic, scanned theses from 1887-1923.

Other Sources for Dissertations and Theses

• Center for Research Libraries
• DART-Europe E-Thesis Portal
• Theses Canada
• Ethos (Great Britain)
• Australasian Digital Theses in Trove
• DiVA (Sweden)
• E-Thesis at the University of Helsinki
• DissOnline (Germany)
• List of libraries worldwide - to search for a thesis when you know the institution and cannot find in the larger collections

University of Minnesota Dissertations and Theses FAQs

What dissertations and theses are available.

With minor exceptions, all doctoral dissertations and all "Plan A" master's theses accepted by the University of Minnesota are available in the University Libraries system. In some cases (see below) only a non-circulating copy in University Archives exists, but for doctoral dissertations from 1940 to date, and for master's theses from 1925 to date, a circulating copy should almost always be available.

"Plan B" papers, accepted in the place of a thesis in many master's degree programs, are not received by the University Libraries and are generally not available. (The only real exceptions are a number of old library school Plan B papers on publishing history, which have been separately cataloged.) In a few cases individual departments may have maintained files of such papers.

In what libraries are U of M dissertations and theses located?

Circulating copies of doctoral dissertations:.

• Use Libraries Search to look for the author or title of the work desired to determine location and call number of a specific dissertation. Circulating copies of U of M doctoral dissertations can be in one of several locations in the library system, depending upon the date and the department for which the dissertation was done. The following are the general rules:
• Dissertations prior to 1940 Circulating copies of U of M dissertations prior to 1940 do not exist (with rare exceptions): for these, only the archival copy (see below) is available. Also, most dissertations prior to 1940 are not cataloged in MNCAT and can only be identified by the departmental listings described below.  
• Dissertations from 1940-1979 Circulating copies of U of M dissertations from 1940 to 1979 will in most cases be held within the Elmer L. Andersen Library, with three major classes of exceptions: dissertations accepted by biological, medical, and related departments are housed in the Health Science Library; science/engineering dissertations from 1970 to date will be located in the Science and Engineering Library (in Walter); and dissertations accepted by agricultural and related departments are available at the Magrath Library or one of the other libraries on the St. Paul campus (the Magrath Library maintains records of locations for such dissertations).  
• Dissertations from 1980-date Circulating copies of U of M dissertations from 1980 to date at present may be located either in Wilson Library (see below) or in storage; consult Libraries Search for location of specific items. Again, exceptions noted above apply here also; dissertations in their respective departments will instead be in Health Science Library or in one of the St. Paul campus libraries.

Circulating copies of master's theses:

• Theses prior to 1925 Circulating copies of U of M master's theses prior to 1925 do not exist (with rare exceptions); for these, only the archival copy (see below) is available.  
• Theses from 1925-1996 Circulating copies of U of M master's theses from 1925 to 1996 may be held in storage; consult Libraries search in specific instances. Once again, there are exceptions and theses in their respective departments will be housed in the Health Science Library or in one of the St. Paul campus libraries.  
• Theses from 1997-date Circulating copies of U of M master's theses from 1997 to date will be located in Wilson Library (see below), except for the same exceptions for Health Science  and St. Paul theses. There is also an exception to the exception: MHA (Masters in Health Administration) theses through 1998 are in the Health Science Library, but those from 1999 on are in Wilson Library.

Archival copies (non-circulating)

Archival (non-circulating) copies of virtually all U of M doctoral dissertations from 1888-1952, and of U of M master's theses from all years up to the present, are maintained by University Archives (located in the Elmer L. Andersen Library). These copies must be consulted on the premises, and it is highly recommended for the present that users make an appointment in advance to ensure that the desired works can be retrieved for them from storage. For dissertations accepted prior to 1940 and for master's theses accepted prior to 1925, University Archives is generally the only option (e.g., there usually will be no circulating copy). Archival copies of U of M doctoral dissertations from 1953 to the present are maintained by Bell and Howell Corporation (formerly University Microfilms Inc.), which produces print or filmed copies from our originals upon request. (There are a very few post-1952 U of M dissertations not available from Bell and Howell; these include such things as music manuscripts and works with color illustrations or extremely large pages that will not photocopy well; in these few cases, our archival copy is retained in University Archives.)

Where is a specific dissertation of thesis located?

To locate a specific dissertation or thesis it is necessary to have its call number. Use Libraries Search for the author or title of the item, just as you would for any other book. Depending on date of acceptance and cataloging, a typical call number for such materials should look something like one of the following:

Dissertations: Plan"A" Theses MnU-D or 378.7M66 MnU-M or 378.7M66 78-342 ODR7617 83-67 OL6156 Libraries Search will also tell the library location (MLAC, Health Science Library, Magrath or another St. Paul campus library, Science and Engineering, Business Reference, Wilson Annex or Wilson Library). Those doctoral dissertations still in Wilson Library (which in all cases should be 1980 or later and will have "MnU-D" numbers) are located in the central section of the third floor. Those master's theses in Wilson (which in all cases will be 1997 or later and will have "MnU-M" numbers) are also located in the central section of the third floor. Both dissertations and theses circulate and can be checked out, like any other books, at the Wilson Circulation desk on the first floor.

How can dissertations and theses accepted by a specific department be located?

Wilson Library contains a series of bound and loose-leaf notebooks, arranged by department and within each department by date, listing dissertations and theses. Information given for each entry includes name of author, title, and date (but not call number, which must be looked up individually). These notebooks are no longer current, but they do cover listings by department from the nineteenth century up to approximately 1992. Many pre-1940 U of M dissertations and pre-1925 U of M master's theses are not cataloged (and exist only as archival copies). Such dissertations can be identified only with these volumes. The books and notebooks are shelved in the general collection under these call numbers: Wilson Ref LD3337 .A5 and Wilson Ref quarto LD3337 .U9x. Major departments of individual degree candidates are also listed under their names in the GRADUATE SCHOOL COMMENCEMENT programs of the U of M, available in University Archives and (for recent years) also in Wilson stacks (LD3361 .U55x).

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Can I reuse part of a paper for my thesis?

I am finishing writing my master's thesis (~100 pages) and I also just submitted a paper (8 pages) to a conference. Since both are on the same subject and I am an author on both, is it ok if I reuse one page from the paper and put it in my thesis without many changes? The paper will not be published until 2013 (if at all). Is it necessary to cite it in any way?

• self-plagiarism

4 Answers 4

Yes. It is certainly okay. Indeed, general practice when writing a PhD thesis is to produce a number of publications that add up to the thesis, whether directly (using staples) or by a good deal of massage. Some published material may be omitted and some additional material may be included. There's no reason why this shouldn't apply to a Master's thesis, too.

It is a good idea to cite the paper in the thesis (if the paper has been accepted for publication) and the thesis in the paper, if possible.

• 8 The recommended method for writing a Master's thesis in my department is to write a journal paper, slap the thesis boilerplate onto it, and add citations in both directions. –  JeffE Commented Jun 5, 2012 at 14:18
• @JeffE: Does the journal paper need to be published? –  Dave Clarke Commented Jun 5, 2012 at 14:24
• 1 No, although it certainly makes life easier if it is. And even when the thesis work is published, it's often published only as a proceedings paper, with several details omitted; those missing details still appear in the thesis. –  JeffE Commented Jun 6, 2012 at 2:11
• 1 (-1) for the moment: We cannot be certain that it is OK as we don't know the examination regulations of the OP. It is common, yes, but it is not allowed everywhere. –  cbeleites unhappy with SX Commented Jun 7, 2012 at 20:18
• "citations in both directions" - it's circular reference and circular referencing will count the same as plagiarism in similarity analysis although not punished the same way. you should reference the former from the latter. –  Erkin Alp Güney Commented Mar 13, 2017 at 17:52

Yes, this is very common. Indeed, theses are often verbatim copies of one or more published or submitted papers.

I would say you should cite the conference paper, listing it as "Submitted". You should also check with your university's thesis guidelines. It is very likely they will tell you how to cite work that is/will be published elsewhere.

While reusing material is typically done there are three concerns.

The first is citation. If it is in press or published at the time you submit the thesis, I would cite it. I wouldn't bother citing manuscripts that are in preparation/under review/in revision.

The second issue is copyright. Many journals and some universities require you to give up copyright control. Most make concessions, especially for articles, less so for book projects. You need to check and read the rules.

The third is being scoop. Putting your stuff in the public domain is important, but it also puts you are risk. Someone might independently build on your research publish your second chapter before you or conduct follow up research which reveals a huge hole in your research.

• 2 I have never heard of a university demanding the copyright to a student's thesis. Do you have an example? –  JeffE Commented Jun 5, 2012 at 14:19
• 2 @JeffE web.mit.edu/faculty/governance/rules/2.70.html –  StrongBad Commented Jun 5, 2012 at 14:31
• 1 Daniel, the rules you quote basically state that the only circumstances which the Institute will retain copyright privileges are ones where the student's research has been financially backed by the Institute, or where the student's research has taken place on equipment or facilities "under conditions that impose copyright restrictions." It hardly says that it is a requirement for the student to give up copyright control. –  NominSim Commented Jun 5, 2012 at 19:06
• 1 @NominSim: But "financially backed" appears to potentially include every case when the student is paid by the Institute, e.g. as a TA or research assistant, or by a graduate fellowship. In some fields this would include almost every student. I am skeptical that this is regularly enforced, though. –  Nate Eldredge Commented Jun 5, 2012 at 20:17
• 1 @NominSim: Regardless of what one might expect, in my experience this is not the way things are actually done. Perhaps this would be fodder for a new question. Also, saying that in such a case the Institute is not "requiring" the student to give up copyright control is like saying a robber who demands "your money or your life" is not requiring you to give up your money. –  Nate Eldredge Commented Jun 5, 2012 at 20:46

While many universities accept sandwitch theses, the only thing that can give you the right answer are the examination regulations you're subject to.

There are cases when parts of thesis work are not allowed to be published (in an article) though that can also create difficulties with the regulations.

Usually the university will want to get a paper out of the work in addition to the thesis. So the content being published is usually seen positive.

However, they may still not accept verbatim copy of large parts of the text but expect you to rewrite it so that your thesis is one "unbroken" piece of text written by you yourself.

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Penn State University Libraries

Copyright and your thesis or dissertation.

• Using Others' Work

Reusing Your Published Work

• Your Copyright
• Publishing Your Thesis or Dissertation
• Frequently Asked Questions and Resources

Reusing your own articles as portions of your thesis or dissertation is common in many fields, especially in science and engineering. You need to consider both copyright law and Graduate School policy when using material you have previously published.

Copyright and Publishing Agreements

When publishing an article that you anticipate using in your thesis or dissertation, you should retain the rights necessary to reuse the article in your thesis or dissertation. Many default publishing agreements allow the author(s) to reuse published material in later publications such as theses or dissertations.

One thing to watch out for is a limitation on commercial reuse. If you are writing a doctoral dissertation, the Graduate School will require that you license ProQuest to distribute your dissertation. Since ProQuest is a commercial entity, doctoral candidates wishing to use an article in their dissertation need to retain the right to use their article commercially in a dissertation. If you explain that your institution requires this, that should help. If you run into trouble, contact the Office of Scholarly Communications and Copyright for assistance. This does not apply to masters' theses, as the Graduate School does not require masters' candidates to license them to ProQuest.

If you have already signed a publishing agreement for an article you want to use in your thesis or dissertation, the first step is to review the publishing agreement to see if you retained the necessary rights (including commercial reuse rights, if you are using it in a doctoral dissertation). If you did not retain the necessary rights, you should seek additional permission from your publisher. As an author, it's generally best to begin by contacting the person who sent your author agreement, often a journal editor. They may direct you to use the permission request system used by the general public, but your request may also be treated differently because you are the author.

• Thesis Content and Article Publishing The MIT Libraries maintain this list summarizing these rules for many publishers. It is a useful overview; we also recommend double-checking your own publisher's policy in your contract or on the publisher's website.

Graduate School Policy

Penn State Graduate School policy governs how and whether you can use in your thesis or dissertation material you have previously published, including material on which you had coauthors. Please consult the Graduate School's Thesis and Dissertation Guide for the most up-to-date information. It is also helpful to talk with your advisor and others in your discipline about disciplinary norms.

Attribution

This guide is based in part on Copyright for Dissertations , a guide from the University of Michigan Library Copyright Office, which is licensed under the Creative Commons Attribution 4.0 license .

• << Previous: Using Others' Work
• Next: Your Copyright >>
• Last Updated: May 23, 2024 2:44 PM
• URL: https://guides.libraries.psu.edu/copyright-td

Can I include my published papers in my dissertation?

Many graduate students publish their research prior to finalizing their thesis or dissertation. Indeed, in some fields, dissertations are comprised of one or more papers, with little other material.

It’s confusing, therefore, when you prepare to finish your thesis or dissertation, and suddenly realize that you might have signed away your copyright! If you don’t own the copyright to your work, can you in fact include the paper in your dissertation or thesis? Good question!

First, the University does not evaluate your dissertation or thesis for copyright issues. It’s up to you to assess copyright concerns with included content, from quotes and screenshots, to your own published papers.

When you write a paper, you are the copyright owner of the manuscript. If you wrote it with other people, then you and your co-authors are the joint copyright owners of the manuscript. At that point, each author can do whatever they want with their manuscript—including transferring the copyright to someone else, or retaining it.

When you publish a paper, almost all publishers require a publication contract . That publication contract specifies whether you keep your contract, transfer it, transfer some of the copyright rights, or all of them. You can, and should, negotiate to keep all the rights you will need, including the right to include your published paper in your thesis or dissertation. (It’s standard in all academic fields to acknowledge first publication, but the format depends on the field.) 

But what if you didn’t negotiate, and you transferred your copyright to the publisher? At this point, you have three real options. 

(1) Campus or Funder Open Access Policy. If your work was funded by a US federal government agency, or another funder with an open access requirement, then your rights to re-use the work will almost certainly be protected. Also, if one of your co-authors is a faculty member at an institution with an open access policy (such as the Open Access policy at UMass Amherst ), then you would have rights under the OA policy. The UMass OA policy was instituted by the Faculty Senate starting in 2016, so any papers published since then would be covered. The faculty member author needs to upload the paper to the campus repository (ScholarWorks) to perfect their claim under the OA policy. 

Some campuses include graduate students in their campus open access policy. At UMass, graduate students can opt in to the policy, but they must do so before publishing. You may have co-authors at other institutions, and if they have open access policies, you will probably be able to take advantage of your rights.

(2) Check your publication contract for possible rights. Many publishers specifically allow inclusion of papers in authors’ dissertations. You would need to look at your publishing agreement to see what it says. Your liaison librarians or the Copyright Education Service at the UMass Libraries can help you review those agreements and understand whether you have rights or not.

(3) Ask for permission to reprint. If you transferred the copyright, don’t have rights under an OA policy, and the publication contract you signed didn’t retain any rights for yourself, then you should probably ask for permission to reprint. The publisher may ask for a fee, depending on your field and the publication.

What about fair use? Fair use is a doctrine in copyright law that allows people to use third-party content without permission, so long as the use is a fair use (17 USC 107). (See the “fair use explainer” for more information.) All sorts of uses can be fair uses, depending on the specific facts. Fair uses can include quotations, personal copies for research, satires, indexing, and many other uses — but it always depends on the circumstances, and any of those uses might be infringing in some circumstances, and fair in others. While it is impossible to say definitively without knowing the specific circumstances, reprinting a published article in its entirety in a new work (such as a dissertation) would not usually be a good candidate for fair use.

Isn’t it just normal and expected? In some fields, it is quite conventional to use published papers as a chapter in a dissertation or thesis, either modified or as published. However, you should still check with your publisher (ideally before the work is published) to make sure you are both in agreement with this expectation.

The Library’s “Copyright Education Program” librarians are happy to talk with you if you have questions about your prior publications and your thesis or dissertation. Contact us for an appointment.

Open Access Theses and Dissertations

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Advanced research and scholarship. Theses and dissertations, free to find, free to use.

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About OATD.org

OATD.org aims to be the best possible resource for finding open access graduate theses and dissertations published around the world. Metadata (information about the theses) comes from over 1100 colleges, universities, and research institutions . OATD currently indexes 6,912,508 theses and dissertations.

About OATD (our FAQ) .

Visual OATD.org

We’re happy to present several data visualizations to give an overall sense of the OATD.org collection by county of publication, language, and field of study.

You may also want to consult these sites to search for other theses:

• Google Scholar
• NDLTD , the Networked Digital Library of Theses and Dissertations. NDLTD provides information and a search engine for electronic theses and dissertations (ETDs), whether they are open access or not.
• Proquest Theses and Dissertations (PQDT), a database of dissertations and theses, whether they were published electronically or in print, and mostly available for purchase. Access to PQDT may be limited; consult your local library for access information.

Unpublished Dissertation or Thesis References

This page contains a reference example for an unpublished dissertation or thesis.

Harris, L. (2014). Instructional leadership perceptions and practices of elementary school leaders [Unpublished doctoral dissertation]. University of Virginia.

• Parenthetical citation : (Harris, 2014)
• Narrative citation : Harris (2014)
• When a dissertation or thesis is unpublished, include the description “[Unpublished doctoral dissertation]” or “[Unpublished master’s thesis]” in square brackets after the dissertation or thesis title.
• In the source element of the reference, provide the name of the institution that awarded the degree.
• The same format can be adapted for other unpublished theses, including undergraduate theses, by changing the wording of the bracketed description as appropriate.
• If you find the dissertation or thesis in a database or in a repository or archive, follow the published dissertation or thesis reference examples .

Unpublished dissertation or thesis references are covered in the seventh edition APA Style manuals in the Publication Manual Section 10.6 and the Concise Guide Section 10.5

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Phd student presents research at puerto rican conference on public health ..

Yareliz Diaz. Photo: Megan Jones

PhD Student Presents Research at Puerto Rican Conference on Public Health

Yareliz Diaz , a PhD student in health services and policy research, joined Carlos Rodriguez-Diaz , chair and professor of community health sciences, on a special panel and Diaz presented work related to her dissertation on the mental health of Puerto Rican migrants to the mainland US after Hurricane Maria.

Megan jones.

Growing up, Yareliz Diaz always spoke Spanish at home and English at school. Her mother, who immigrated to Boston from Puerto Rico as a teenager, banned Diaz and her sister from speaking English in her house—a rule she enforces to this day, Diaz says. It was not until her undergrad at Tufts that Diaz discovered her mother even speaks English.

“I was appalled,” she jokes. When she was younger, her mother sometimes asked her to make phone calls on her behalf, claiming she could not speak English. Diaz consequently became adept at translating between the two languages.

Today, as a PhD student at the School of Public Health researching the mental health of Puerto Rican migrants, Diaz forgives her mother for her deception. Her bilingual upbringing empowered her to embrace her Puerto Rican heritage, she says. “Even though I was not raised on the island, my mom has tried to make sure that we have kept in close touch with our culture and because of that I have always felt a deep connection to Puerto Rico.”

Diaz enjoys eating traditional Puerto Rican dishes on holidays, listening to Puerto Rican music, and following Puerto Rican media. “I have always tried to stay in touch with what is happening so that I can call myself Puerto Rican and actually know what that means,” she says.

However, Diaz still felt nervous when Carlos Rodriguez-Diaz , professor and chair of community health sciences, invited her to serve on a special panel and present her ongoing research at the Puerto Rican Conference on Public Health in San Juan in early May.

“All my academic training has been in English, [and] I obviously speak Spanish, but academic Spanish and regular Spanish you speak day-to-day are very different, so that was intimidating,” Diaz says. But Rodriguez-Diaz insisted, lending her his full support and sponsoring her attendance.

According to Rodriguez-Diaz, who conducts community-based participatory research in Puerto Rico and was born and raised there, the annual conference is the most important of its kind held on the island. He moderated the panel titled “Hacia una salud pública decolonizada en Puerto Rico: Perspectivas desde la diaspora” or “A Decolonized Perspective for Public Health in Puerto Rico: Perspectives from the Diáspora,” on which Diaz served, both a member of the Puerto Rican diaspora and a scholar researching it.

Following nearly four centuries under Spanish rule after the arrival of Christopher Columbus in 1493, Puerto Rico became a territory of the United States when it was acquired during the Spanish-American War in 1898. The island’s territorial status means that while Puerto Ricans are U.S. citizens, they do not have congressional representation and cannot vote in presidential elections. Rodriguez-Diaz is interested in the ways this historical and ongoing colonization drives health inequities between Puerto Ricans and the mainland US population. Since coming to SPH last year, he has joined Sarah Lipson in mentoring Diaz as she has pursued related research on the effects of cascading disasters and residential instability on the mental health of Puerto Ricans who migrated to Florida in the wake of Hurricane Maria in 2017.

Using survey data collected from focus groups conducted in 2018, Diaz hopes to better understand how the actions and policies of U.S. government agencies responding to the disaster have affected the experiences and, ultimately, the mental health of Puerto Rican migrants and their families. Coincidentally, it was Diaz herself who transcribed and translated the data from Spanish to English back in 2018, well before she had decided on a dissertation topic, before she had even enrolled at SPH. The research team recruited the recent Tufts graduate with degrees in anthropology and community health to ensure the translations were accurate based on her familiarity with Puerto Rican Spanish.

It was this work as a translator that solidified Diaz’s intent to pursue advanced studies in public health, she says. “I was hearing directly from the mouths of these people, who had experienced such a horrible, horrific thing, just how hard it was to migrate. And they are technically American, but what does that actually mean? And what is the impact of being American, but not having access to the same resources and not being treated as such when they got here,” says Diaz, who wrote about her intent to study these questions in her application to SPH.

Having the opportunity to now analyze the data and sit on the advisory board for the Adelante Boricua (Onward Puerto Rico) Project, the larger study of Hurricane Maria survivors that her dissertation work will contribute to, Diaz feels as though she has come full circle.

“It’s almost like it was meant to be,” she says. “There are folks who participated in the study, who are local leaders in the Orlando and Miami areas, and I will have the opportunity to present the work that I am doing and what my findings are to these folks, get feedback from them, and then work with them to craft policy recommendations that will actually be meaningful and not just someone from the tower of academia saying, ‘This is what you should do.’”

If her presentation in Puerto Rico was any indication, it is likely Diaz’s work will be well-received.

“This was her first professional presentation in Spanish, and she did it flawlessly! [She] did a phenomenal job and had a great discussion with the audience,” says Rodriguez-Diaz. After returning from the conference, Diaz says she is so grateful for his encouragement and support.

“It was one of those moments where I felt really validated as a scholar, like all my work is actually really important,” says Diaz of the experience. “I do not always feel that way. There is a lot of imposter syndrome. Academia is not a place for a person like me, because of the stuff that I want to study, being first gen—all these things. But being in that space around other Puerto Rican scholars who care about Puerto Rico as much as I do, who cared about my work, who thought my work was amazing—it was really cool.”

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